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DJI evades US ban but has one year to prove its products aren't a national security threat
Yahoo Entertainment

The National Defense Authorization Act (NDAA) spending bill has just been release and it grants DJI a year's grace before it's potentially banned in the US, The Verge reported. It was expected that DJI and rival Autel could be banned by the end of 2024 becaus… more…

The US Consumer Financial Protection Bureau sues Zelle and four of its partner banks
Yahoo Entertainment

On Friday, the Consumer Financial Protection Bureau (CFPB) sued four financial companies involved with Zelle. The CFPB’s lawsuit (via CNBC) accuses Zelle’s operator (Early Warning Services) and three of the service’s partner banks — JPMorgan Chase, Bank Of Am… more…

L’Oreal Professionnel AirLight Pro Review: Faster, Lighter, and Repairable
Wired

L'Oréal's first professional hair dryer combines infrared light, wind, and heat to drastically reduce your drying time. more…

2024 Was the Year the Bottom Fell Out of the Games Industry
Wired

From layoffs to the return of Gamergate, video games—and the people who make and play them—had a rough year. more…

Valve will be Lenovo’s ‘special guest’ at just-announced gaming handheld event
The Verge

Microsoft’s ‘VP of Next Generation’ Xbox exec will also attend. more…

The AI talent wars are just getting started
The Verge

After raising $10 billion to cash out its employees, I spoke with the VP of AI at Databricks Naveen Rao about what he’s seeing in the ongoing talent war for the top AI talent. more…

Two Lunar Landers Are Headed for Ancient Impact Sites. What You Need to Know
Gizmodo.com

SpaceX is gearing up to send a duo of landers to the Moon this January. more…

Ukraine Is Using Millions of Hours of Drone Footage to Train AI for Warfare
Gizmodo.com

The country's defense ministry has said it is able to spot 12,000 Russian pieces of equipment a week using AI identification tools. more…

NYPD Arrests Teamsters for ‘Disrupting Traffic’ During Historic Amazon Driver Strike
Gizmodo.com

Amazon drivers are striking across the country. The company claims they aren't employees at all. more…

Consultation launched over petrol car phase-out
BBC News

The government says it will "restore clarity" for vehicle manufacturers and the charging industry. more…

Valencians struggling to recover from devastating floods
BBC News

The Spanish region was badly hit by flooding in October, and the clean up is far from over. more…

Court hears rapper Digga D supplied cannabis to entourage
BBC News

A judge is deciding if the UK drill star was involved in supplying cannabis on "a commercial scale". more…

2025 will be the year AI finds its purpose on phones, smartwatches, and tablets
Android Central

AI, to date, has been a solution in search of a problem. That'll change in 2025, as AI infiltrates mobile and wearable operating systems. more…

Samsung will reportedly slash its foldable shipments after lackluster 2024
Android Central

The company didn't meet the goals it wanted, so it's looking to make some changes. more…

Wear OS finally achieved its potential in 2024
Android Central

I look back on Wear OS' path in 2024, from messy updates and a major brand lost to new partnerships and promising developments. more…

Android XR: Everything you need to know
Android Central

Android XR is the software that Samsung and other brands will use for XR headsets, AR glasses, and smart glasses. We'll explain how it works. more…

Honor's silicon battery tech makes the Magic 7 Pro stand out even more
Android Central

Honor is using third-gen silicon tech in the battery of the Magic 7 Pro, and that's very exciting. more…

Motorola phones could be banned in the US — what would that mean for the market?
Android Central

An initial ruling by the U.S. International Trade Commission could ban the imports of Motorola phones into the country. more…

These are the biggest mobile accessory trends I expect to see in 2025
Android Central

As the year draws to a close, speculations for what we can expect from the upcoming year are at an all time high. more…

Android doesn't need the Apple ecosystem features the E.U. wants to give it
Android Central

The European Union wants to help platforms like Android by giving it Apple-exclusive features — but that should give you pause. more…

Samsung Galaxy S25 Ultra vs. iPhone 16 Pro Max: All about speedy performance and AI
Android Central

The Samsung Galaxy S25 Ultra will likely arrive next month, and we already have an idea of how it'll compare to the iPhone 16 Pro Max. more…

2025 could be very different for Google and Samsung — here's why
Android Central

Google and Samsung had very different years in 2024, while one succeeded and the other struggled. 2025 will look very different for both companies in a very positive way. more…

2024 was a good year for audiophiles like me, but 2025 could be even better
Android Central

We take a look at the audio features in trends that we expect to see in 2025. more…

I’m 3D Printing Chocolate
Makezine.com

Ellie Weinstein founded Cocoa Press, a company that manufactures printers that 3D print chocolate. The post I’m 3D Printing Chocolate appeared first on Make: DIY Projects and Ideas for Makers. more…

Sling TV's Price Increase Is Here: What to Know About Your Account
CNET

Each plan has gone up by $6. more…

I'm a Student Loan Expert. Here Are 5 Steps You Should Take Now -- and 1 Thing Not to Do
CNET

Your student loans may feel out of your hands. Here's how you can retake control of this debt. more…

US Adults Are Willing to Spend Nearly $1000 a Year to Achieve a Good Night's Sleep, CNET Survey Finds
CNET

You can't really put a price on a quality rest . US adults think that number is $1,000 a year. more…

Are You Getting the Internet Speeds You're Paying For? Here's How to Read the Fine Print
CNET

Throttling? Hidden fees? Data caps? Here's a rundown on how all of the major ISPs in the US manage their networks. more…

What We’ve Learned About Mattress Firmness, Thanks to Our Mattress Smasher 9000
CNET

With CNET's one-of-a-kind device, our sleep experts have objectively tested the firmness levels of nearly 100 beds so far. Here’s what we’ve found. more…

Google proposes limits to its search partnerships to remedy antitrust case
Business Insider

Google made its own proposals to remedy antitrust violations after the Justice Department proposed Google sell its Chrome browser. more…

Paramount greenlit another 'Sonic' movie as the latest is pacing to beat Disney's surprisingly weak 'Lion King' prequel
Business Insider

Paramount clearly has faith in its video game franchise and has given the go-ahead for "Sonic the Hedgehog 4." more…

He quit his corporate job at age 28. Now, he runs his family's business of selling paper gifts for the dead.
Business Insider

Alex Teo, 36, is now the third-generation of Ban Kah Hiang Trading. He aims to reinvent traditional joss paper products for the new generation. more…

Mangione faces federal murder and stalking charges over UnitedHealthcare CEO killing
NPR

A new federal charging document reveals that the suspect in CEO Brian Thompson's shooting death was found in possession of a notebook containing hostile writings about the health insurance industry. more…

'We are not California': New Jersey dealers push back on electric truck rules
NPR

Vehicle dealers are pushing back on rules that would increase the number of electric trucks sold in New Jersey. It could be a preview of a brewing fight over state rules about cars. more…

The FDA restricts a psychoactive mushroom used in some edibles
NPR

The Food and Drug Administration has told food manufacturers the psychoactive mushroom Amanita muscaria isn't authorized for food, including edibles, because it doesn't meet safety standards. more…

Richard Perry, record producer behind 'You're So Vain' and other hits, dies at 82
NPR

A recipient of a Grammys Trustee Award in 2015, Richard Perry died at a Los Angeles hospital on Tuesday. Perry was a hitmaking record producer with a flair for both standards and contemporary sounds. more…

Google is Using Anthropic's Claude To Improve Its Gemini AI
Slashdot.org

Contractors working to improve Google's Gemini AI are comparing its answers against outputs produced by Anthropic's competitor model Claude, TechCrunch reported Tuesday, citing internal correspondence. From the report: Google would not say, when reached by Te… more…

Nissan and Honda Agree To Merge
Slashdot.org

Honda sketched plans for a drawn-out deal that amounts to a takeover of Nissan in all but name, as Japan's automakers struggle to keep up in an increasingly competitive global car industry. From a report: The two announced a tentative agreement Monday to set … more…

I've been to Royal Caribbean private islands 3 times. It's no surprise the cruise line's all-in on private destinations.
Business Insider

I've visited Royal Caribbean's Perfect Day at CocoCay three times. The private island's success has sparked an industry-wide trend. more…

Blake Lively's lawsuit against Justin Baldoni is a 'masterclass in PR,' industry pros say
Business Insider

Experts told BI that Blake Lively's lawsuit against her "It Ends With Us" costar and director Justin Baldoni was "a masterclass in PR." more…

I left my multimillion-dollar career as a producer in Hollywood to start a longevity business. I make less money but haven't looked back.
Business Insider

Gary Binkow was an Emmy award-winning producer who is happier now that he's left his multimillion-dollar Hollywood career to start a longevity business. more…

The most fascinating hedge fund hire of 2024 wasn't a star trader or C-suite executive
Business Insider

BI tracked dozens of so-called business development hires at hedge funds in 2024, including the surprise departure of a Citadel exec in October. more…

The FDA says the shortage of popular weight loss drug Zepbound is over. Here's what that means for patients.
Business Insider

The weight loss medication tirzepatide (Mounjaro and Zepbound) is no longer in shortage, according to the FDA. Access to cheaper versions could end. more…

Former Nissan CEO Carlos Ghosn calls the Nissan-Honda merger plan a 'desperate move'
Business Insider

"It's not a pragmatic deal because frankly, the synergies between the two companies are difficult to find," Ghosn told Bloomberg. more…

Inside India's 'Silicon Valley': a city straining under pressure
Business Insider

Bengaluru is often referred to as the "Silicon Valley" of India. But rapid urbanization is putting stress on the city and its residents. more…

Wall Street headhunters are gearing up for a 'bonkers' hiring market in 2025 — here's what to expect
Business Insider

Some Wall Street dealmakers see a return of 2021's outrageous deal volumes. Here's where banks are staffing up most. more…

Insider Today: Blackstone's holiday cheer
Business Insider

In this Sunday edition of Insider Today, we're talking about Blackstone's holiday video, a Spanish inheritance battle, and Zestimate errors. more…

Higher interest rates, oversupply, and rising costs have battered commercial real estate. Will 2025 be different?
Business Insider

Commercial real estate has been battered by higher rates. A steady economy, falling rates, and new president could lead to an upswing in 2025. more…

The Senate is targeting life-insurance policies that allow the rich to pass down everything from stocks to yachts to their kids tax-free. Here's how it works.
Business Insider

It's perfectly legal to use life insurance to save millions on taxes – for now. more…

I'm a computer science major and I rejected the hustle for FAANG jobs. I don't regret starting small.
Business Insider

Tricia Goh, 22, secured a full-time job at a software company. She is slated to graduate from the National University of Singapore in 2025. more…

Reddit cofounder Alexis Ohanian predicts live theater and sports will become more popular than ever as AI grows
Business Insider

Reddit cofounder Alexis Ohanian predicts AI will drive demand for live theater and sports as people seek human experiences in an AI-saturated future. more…

A cofounder of a top influencer-management firm shares his predictions for the creator economy in 2025
Business Insider

Neil Waller, cofounder of Whalar Group, shared his top predictions for the creator space in 2025, including a rise in AI tools and dubbing. more…

The 10 deadliest jobs in the US
Business Insider

Being a logging worker, truck driver, or agricultural worker can be deadly, based on the latest fatal work injury rates for these jobs. more…

Starring in a Christmas movie is becoming a lucrative career pivot
Business Insider

Actors do made-for-TV Christmas movies for Hallmark, Netflix, and GAF because they make big money and offer steady work. more…

My family of 8 spent $25,000 on an all-inclusive resort in Mexico. We ended up disappointed.
Business Insider

Business Insider's reporter writes about her experience at an all-inclusive resort in Playa del Carmen in Mexico. more…

3 reasons cruise lines are in a race to open more private island resorts
Business Insider

Travelers love cruise-run private islands. Cruise lines love them too, as they reduce fuel costs, maximize profits, and accommodate large ships. more…

The AI job market is set to snowball in 2025
Business Insider

Demand for workers with AI skills is likely to continue to grow in 2025 as tech and non-tech firms seek workers in areas from sales to implementation. more…

Carbon-removal tech startups like Equatic and Climeworks look to the future of sustainability
Business Insider

Explore how startups like Equatic and Climeworks are advancing carbon removal technologies as they offer innovative solutions like direct air capture. more…

The best illustrations and photos from Business Insider in 2024.
Business Insider

This year, Business Insider's creative team visualized everything from looking into illegal lockouts in major US cities to Ozempic Scams. more…

Corruption in China's military is threatening Xi Jinping's 2027 modernization goal, the Pentagon says
Business Insider

China suspended a top military official last month, a year after firing its last defense minister — the latest in a series of high-ranking removals. more…

How Elon Musk made SpaceX take off by giving employees stock options
Business Insider

SpaceX's earliest workers endured grueling hours, Elon Musk's tirades, and even dangerous conditions — in part because they had equity in the company. more…

Russia's top central banker is now worried about 'excessive cooling' in its red-hot war economy
Business Insider

Russia's central bank has kept the key interest rate at 21% and is trying to keep the economy from both overheating and cooling too much. more…

Here's how the Big 4 consulting firms said they performed this year
Business Insider

The Big Four professional services firms, PwC, Deloitte, EY, and KPMG, reported revenue growth in 2024 but their consulting arms lagged behind. more…

M&A is poised for a comeback. Here's how this AI-powered dealmaking startup is getting in on the action.
Business Insider

How a startup born inside Goldman Sachs wants to give other startups an investment-banking edge amid an expected M&A resurgence. more…

People keep talking about 'agentic' AI — here's what that means
Business Insider

Agentic AI refers to systems that can autonomously take actions to solve problems or accomplish multi-step tasks on behalf of humans. more…

The best TV shows of 2024
Business Insider

The best TV shows of 2024 included hits like "Shōgun," IP-driven adaptations like "Fallout" and "The Penguin," and animated series like "Arcane." more…

2024 was the year America started to bet on everything
Business Insider

From elections and sports to stocks and meme coins, 2024 was the year gambling took over the American economy more…

Ryan Reynolds said that he and Blake Lively grew up 'working class.' Some fans aren't buying it.
Business Insider

Social media has made it easy for fans to fact-check such claims and call out any inconsistencies, a PR expert told BI. more…

Nissan and Honda's top-selling models show how powerful a tie-up between the former rivals could be
Business Insider

Nissan and Honda are reportedly engaged in a merger talks. The two companies have sold more than 1.7 million vehicles in the US so far this year. more…

My children don't get presents — I invest for them instead. Teaching them financial literacy is more important.
Business Insider

Instead of buying their kids physical presents, Nicole Chan Loeb and her husband invest for them to set them up for a more secure financial future. more…

I work at Microsoft and teach a Stanford Online course on AI. These are my tips for non-technical workers.
Business Insider

There are two tracks I recommend for non-technical professionals to gain impact with AI: skill up or become an expert in the technology in your field. more…

An influencer's clothing brand launch was a huge miss for her followers, so she took the site down. She relaunched it 7 months later with better materials and lower prices.
Business Insider

Madeleine White acted fast to relaunch her clothing brand See You Tomorrow after pricing and materials were initially a miss with her followers. more…

Prospinity, which allows college students to share their future incomes, just raised $2 million
Business Insider

They made a pact to share their income with each other. Their startup, Prospinity, allows college students to strike that same deal with their peers. more…

Want to break into VC in 2025? MBAs and consulting backgrounds are out. Technical skills, especially AI, are in.
Business Insider

VCs are increasingly looking for candidates with deep technical expertise, especially in AI. But they can't pay as much as companies like OpenAI. more…

The fragrances successful women are wearing this year, from expensive Aesop scents to a Gucci perfume dupe
Business Insider

One of the most popular luxuries of 2024 has been fragrance. Successful women specifically love scents from Aesop, Victoria's Secret, and Dossier. more…

How younger Americans can avoid the most common regrets we heard from over 3,300 older Americans
Business Insider

Older Americans told BI they regretted not preparing well for retirement. We talked to financial planners about how young people can avoid mistakes. more…

I visited the Skims flagship store in New York City. It embodied Kim Kardashian's monochromatic and modern branding.
Business Insider

Kim Kardashian's Skims brand opened a flagship store on Fifth Avenue in New York City. It features the brand's monochromatic aesthetic. more…

VCs say digital agents, 'crypto mania,' and a torrent of liquidity are the tech trends to watch in 2025
Business Insider

VCs at 35 firms like a16z and IVP tell us what's hot in tech next year, how regulatory changes could rouse the exit market, and where AI goes in 2025. more…

'Deliberate indifference': The Supreme Court standard that requires prisoners to prove mindset to win Eighth Amendment claims
Business Insider

Farmer v. Brennan was a landmark case for trans rights. It also cemented a standard that makes it almost impossible to win Eighth Amendment claims. more…

18 of the best anti-Christmas movies to watch if you're over the holidays already
Business Insider

Hate Christmas movies? Here's what to watch if you're over the holiday classics this year, including "Bad Santa," "Krampus," and "Carry-On." more…

The PLRA was meant to end frivolous prisoner lawsuits. It's stymied most legitimate Eighth Amendment cases too.
Business Insider

The Clinton-era law created a separate, unequal justice system for prisoners, placing obstacles in their way before civil rights claims can be heard court. more…

Behind the scenes of Blackstone's trailblazing video operation
Business Insider

Love them or hate them, Blackstone's videos are clever marketing. Business Insider went behind the scenes to find out who's in charge. more…

Federal courts have allowed prisons and private medical contractors to neglect prisoner health
Business Insider

Federal courts have rarely upheld claims of medical neglect in US prisons, even when healthcare providers failed to diagnose cancer or treat heart disease. more…

How Honda Is Approaching Resource Circulation - SPONSOR CONTENT FROM GEP
Harvard Business Review

Sponsor content from GEP. more…

What Oprah’s Leadership Journey Reveals about the Power of Authenticity
Harvard Business Review

If you’re trying to find your leadership voice, this episode is for you. more…

What It Takes to Thrive During a Crisis
Harvard Business Review

Consultant Keith Ferrazzi explains how “radical adaptability” at the team and organizational levels helps some companies come out on top. more…

The future games industry will favor two consoles | DFC Intelligence
VentureBeat

DFC Intelligence has released its forecast for the games industry, in which it predicts that two out of three consoles will succeed. more…

Women leaders are creating opportunities at the crossroad of gaming and media
VentureBeat

GB Insider: How future leaders with diverse perspectives can get their foot in the door of the growing gaming and entertainment industry. more…

Beyond LLMs: How SandboxAQ’s large quantitative models could optimize enterprise AI
VentureBeat

Alphabet spinout SandboxAQ is advancing large quantitative models to help enterprise AI optimize value creation. more…

Stable Diffusion 3.5 hits Amazon Bedrock: What it means for enterprise AI workflows
VentureBeat

Stability AI CEO drives enterprise AI focus home as the flagship Stable Diffusion models land on Amazon Bedrock. more…

Google unveils new reasoning model Gemini 2.0 Flash Thinking to rival OpenAI o1
VentureBeat

Unlike competitor reasoning model o1 from OpenAI, Gemini 2.0 enables users to access its step-by-step reasoning through a dropdown menu. more…

Hugging Face shows how test-time scaling helps small language models punch above their weight
VentureBeat

Given enough time to "think," small language models can beat LLMs at math and coding tasks by generating and verifying multiple answers. more…

How user-generated content is shaping the future of gaming and media
VentureBeat

How studios can leverage user generated content, long-term engagement and real-world profit for both creators and studios. more…

The 4 biggest AI stories from 2024 and one key prediction for 2025
VentureBeat

By all measures, 2024 was the biggest year for artificial intelligence yet — at least when it comes to the commercialization. more…

OpenAI’s o3 shows remarkable progress on ARC-AGI, sparking debate on AI reasoning
VentureBeat

o3 solved one of the most difficult AI challenges, scoring 75.7% on the ARC-AGI benchmark. But does it really mean we're closer to AGI? more…

Learn how GE Healthcare used AWS to build a new AI model that interprets MRIs
VentureBeat

Here's how GE Healthcare overcame challenges of 2D and created the industry’s first full-body 3D MRI research foundation model. more…

Gamefam closes year of growth with 5 of top 15 branded games on Roblox
VentureBeat

Gamefam said that its branded games on Roblox and Fortnite have exceeded 2.7 billion brand engagements in 2024. more…

Intel Terminates X86S Initiative After Formation of New Industry Group
Hackaday

Although the world of the X86 instruction set architecture (ISA) and related ecosystem is often accused of being ‘stale’ and ‘bloated’, we have seen a flurry of recent activity that …read more more…

Homebrew Electron Beam Lithography with a Scanning Electron Microscope
Hackaday

If you want to build semiconductors at home, it seems like the best place to start might be to find a used scanning electron microscope on eBay. At least that’s how [Peter Bosch] kicked off h… more…

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Community Health Systems, Inc.
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Cyclacel Pharmaceuticals, Inc.
Cytori Therapeutics Inc
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Daseke, Inc.
Davis Select Financial ETF
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Del Taco Restaurants, Inc.
Denali Therapeutics Inc.
Depomed, Inc.
Differential Brands Group Inc.
Dogness (International) Corporation
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Draper Oakwood Technology Acquisition, Inc.
Draper Oakwood Technology Acquisition, Inc.
Draper Oakwood Technology Acquisition, Inc.
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Eastside Distilling, Inc.
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Egalet Corporation
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Electrum Special Acquisition Corporation
Electrum Special Acquisition Corporation
Eleven Biotherapeutics, Inc.
Elkhorn Commodity Rotation Strategy ETF
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Entellus Medical, Inc.
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Estre Ambiental, Inc.
ETF Managers Trust BlueStar TA-BIGITech Israel Technology ETF
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Eyegate Pharmaceuticals, Inc.
Farmers Capital Bank Corporation
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Federal Street Acquisition Corp.
Fifth Third Bancorp
Financial Engines, Inc.
FinTech Acquisition Corp. II
FinTech Acquisition Corp. II
FinTech Acquisition Corp. II
First Connecticut Bancorp, Inc.
First Financial Bancorp.
First Internet Bancorp
First Trust Alternative Absolute Return Strategy ETF
First Trust BuyWrite Income ETF
First Trust California Municipal High income ETF
First Trust CEF Income Opportunity ETF
First Trust Developed International Equity Select ETF
First Trust Dorsey Wright Dynamic Focus 5 ETF
First Trust Dorsey Wright Focus 5 ETF
First Trust Dorsey Wright International Focus 5 ETF
First Trust Emerging Markets Equity Select ETF
First Trust Emerging Markets Local Currency Bond ETF
First Trust Enhanced Short Maturity ETF
First Trust Eurozone AlphaDEX ETF
First Trust Global Tactical Commodity Strategy Fund
First Trust Hedged BuyWrite Income ETF
First Trust High Yield Long/Short ETF
First Trust Hong Kong AlphaDEX Fund
First Trust International IPO ETF
First Trust International Multi-Asset Diversified Income Index
First Trust Large Cap US Equity Select ETF
First Trust Low Duration Opportunities ETF
First Trust Managed Municipal ETF
First Trust Mid Cap US Equity Select ETF
First Trust Municipal CEF Income Opportunity ETF
First Trust Municipal High Income ETF
First Trust Nasdaq Bank ETF
First Trust NASDAQ Cybersecurity ETF
First Trust Nasdaq Food & Beverage ETF
First Trust Nasdaq Oil & Gas ETF
First Trust Nasdaq Pharmaceuticals ETF
First Trust Nasdaq Retail ETF
First Trust Nasdaq Semiconductor ETF
First Trust Nasdaq Transportation ETF
First Trust RBA American Industrial Renaissance ETF
First Trust RBA Quality Income ETF
First Trust Rising Dividend Achievers ETF
First Trust RiverFront Dynamic Asia Pacific ETF
First Trust RiverFront Dynamic Developed International ETF
First Trust RiverFront Dynamic Emerging Markets ETF
First Trust RiverFront Dynamic Europe ETF
First Trust Senior Loan Fund ETF
First Trust Small Cap US Equity Select ETF
First Trust SMID Cap Rising Dividend Achievers ETF
First Trust SSI Strategic Convertible Securities ETF
First Trust Strategic Income ETF
First Trust Taiwan AlphaDEX Fund
First Trust TCW Opportunistic Fixed Income ETF
First Trust US Equity Dividend Select ETF
Firsthand Technology Value Fund, Inc.
FlexShares Credit-Scored US Corporate Bond Index Fund
FlexShares Credit-Scored US Long Corporate Bond Index Fund
FlexShares Disciplined Duration MBS Index Fund
FlexShares Real Assets Allocation Index Fund
FlexShares STOXX Global ESG Impact Index Fund
FlexShares STOXX US ESG Impact Index Fund
FlexShares US Quality Large Cap Index Fund
FNB Bancorp
Fogo de Chao, Inc.
ForeScout Technologies, Inc.
Fortress Biotech, Inc.
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Foundation Medicine, Inc.
Frontier Communications Corporation
Funko, Inc.
Gabelli NextShares Trust
Gabelli NextShares Trust
Garrison Capital Inc.
General Communication, Inc.
General Finance Corporation
General Finance Corporation
Gladstone Capital Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Land Corporation
Global Indemnity Limited
Global Indemnity Limited
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global X Conscious Companies ETF
Global X FinTech ETF
Global X Health & Wellness Thematic ETF
Global X Internet of Things ETF
Global X Longevity Thematic ETF
Global X Millennials Thematic ETF
Global X MSCI SuperDividend EAFE ETF
Global X Robotics & Artificial Intelligence ETF
Global X S&P 500 Catholic Values ETF
Global X SuperDividend Alternatives ETF
Global X SuperDividend REIT ETF
Global X Yieldco Index ETF
Golar LNG Partners LP
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Government Properties Income Trust
Great Elm Capital Corp.
GTY Technology Holdings, Inc.
GTY Technology Holdings, Inc.
Hancock Holding Company
Hancock Holding Company
Hancock Jaffe Laboratories, Inc.
Hardinge Inc.
Harvest Capital Credit Corporation
Harvest Capital Credit Corporation
Hawaiian Telcom Holdco, Inc.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Hexindai Inc.
Horizon Technology Finance Corporation
Horizons DAX Germany ETF
Horizons NASDAQ-100 Covered Call ETF
Hostess Brands, Inc.
Hovnanian Enterprises Inc
Hunter Maritime Acquisition Corp.
Hunter Maritime Acquisition Corp.
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
I-AM Capital Acquisition Company
I-AM Capital Acquisition Company
IBERIABANK Corporation
IBERIABANK Corporation
iClick Interactive Asia Group Limited
Ignyta, Inc.
ILG, Inc
Immune Pharmaceuticals Inc.
Immuron Limited
Impax Laboratories, Inc.
Industrea Acquisition Corp.
Industrea Acquisition Corp.
Industrial Logistics Properties Trust
Infinity Property and Casualty Corporation
InflaRx N.V.
InfoSonics Corp
Interactive Brokers Group, Inc.
Invuity, Inc.
IQ Chaikin U.S. Large Cap ETF
IQ Chaikin U.S. Small Cap ETF
Iridium Communications Inc
iSectors Post-MPT Growth ETF
iShares 0-5 Year Investment Grade Corporate Bond ETF
iShares Commodities Select Strategy ETF
iShares Core Total USD Bond Market ETF
iShares Currency Hedged MSCI Germany ETF
iShares ESG 1-5 Year USD Corporate Bond ETF
iShares ESG USD Corporate Bond ETF
iShares Exponential Technologies ETF
iShares Fallen Angels USD Bond ETF
iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
iShares MSCI EAFE ESG Optimized ETF
iShares MSCI EM ESG Optimized ETF
iShares MSCI Emerging Markets ex China ETF
iShares MSCI Global Gold Miners ETF
iShares MSCI Global Impact ETF
iShares MSCI Qatar ETF
iShares MSCI UAE ETF
iShares MSCI USA ESG Optimized ETF
iShares Russell 1000 Pure U.S. Revenue ETF
ITUS Corporation
Ivy NextShares
Ivy NextShares
Ivy NextShares
JA Solar Holdings, Co., Ltd.
Jacksonville Bancorp Inc.
Jamba, Inc.
Janus Henderson SG Global Quality Income ETF
Janus Henderson Small Cap Growth Alpha ETF
Janus Henderson Small/Mid Cap Growth Alpha ETF
Jason Industries, Inc.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
JM Global Holding Company
JM Global Holding Company
JM Global Holding Company
Juniper Pharmaceuticals, Inc.
Juno Therapeutics, Inc.
Kayne Anderson Acquisition Corp.
Kayne Anderson Acquisition Corp.
KBL Merger Corp. IV
KBL Merger Corp. IV
KBL Merger Corp. IV
KCAP Financial, Inc.
Key Technology, Inc.
Kingtone Wirelessinfo Solution Holding Ltd
Kitov Pharmaceuticals Holdings Ltd.
KLX Inc.
KraneShares Trust KraneShares CSI China Internet ETF
Landcadia Holdings, Inc.
Landcadia Holdings, Inc.
Landmark Infrastructure Partners LP
Landmark Infrastructure Partners LP
Layne Christensen Company
Leading Brands Inc
Legacy Reserves LP
Legacy Reserves LP
Legg Mason Developed EX-US Diversified Core ETF
Legg Mason Emerging Markets Diversified Core ETF
Legg Mason Global Infrastructure ETF
Legg Mason Low Volatility High Dividend ETF
Legg Mason Small-Cap Quality Value ETF
Legg Mason US Diversified Core ETF
Leisure Acquisition Corp.
Leisure Acquisition Corp.
Leisure Acquisition Corp.
LexinFintech Holdings Ltd.
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Latin America Ltd.
Liberty Latin America Ltd.
Liberty Tax, Inc.
Lindblad Expeditions Holdings Inc.
LiNiu Technology Group
LM Funding America, Inc.
Loncar Cancer Immunotherapy ETF
Long Blockchain Corp.
LongFin Corp
Luther Burbank Corporation
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M III Acquisition Corp.
M III Acquisition Corp.
M III Acquisition Corp.
MabVax Therapeutics Holdings, Inc.
MainSource Financial Group, Inc.
Matlin & Partners Acquisition Corporation
Matlin & Partners Acquisition Corporation
Mattersight Corporation
MB Financial Inc.
MB Financial Inc.
Medallion Financial Corp.
Medical Transcription Billing, Corp.
Meridian Bank
Meridian Waste Solutions, Inc
Meridian Waste Solutions, Inc
Micronet Enertec Technologies, Inc.
Microsemi Corporation
Mitcham Industries, Inc.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
ModusLink Global Solutions, Inc
Monster Digital, Inc.
Monster Digital, Inc.
Motif Bio plc
MTGE Investment Corp.
MTGE Investment Corp.
MYnd Analytics, Inc.
National Energy Services Reunited Corp.
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National Holdings Corporation
National Research Corporation
National Research Corporation
Navient Corporation
Nebula Acquisition Corporation
Netlist, Inc.
NeuroMetrix, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
Newmark Group, Inc.
Newtek Business Services Corp.
Newtek Business Services Corp.
Nexeo Solutions, Inc.
Nexeo Solutions, Inc.
NextDecade Corporation
Northern Trust Corporation
Nuveen NASDAQ 100 Dynamic Overwrite Fund
NXT-ID Inc.
Oaktree Specialty Lending Corporation
Oaktree Strategic Income Corporation
Odonate Therapeutics, Inc.
Old Second Bancorp, Inc.
Ominto, Inc.
Oncobiologics, Inc.
Oncobiologics, Inc.
Onconova Therapeutics, Inc.
OpGen, Inc.
Orexigen Therapeutics, Inc.
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Oxbridge Re Holdings Limited
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Paragon Commercial Corporation
ParkerVision, Inc.
PAVmed Inc.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
People's United Financial, Inc.
Perry Ellis International Inc.
PhaseRx, Inc.
Pinnacle Entertainment, Inc.
Platinum Eagle Acquisition Corp.
PolarityTE, Inc.
Popular, Inc.
Popular, Inc.
Porter Bancorp, Inc.
PowerShares DWA Momentum & Low Volatility Rotation Portfolio
PowerShares DWA SmallCap Momentum Portfolio
PowerShares DWA Tactical Multi-Asset Income Portfolio
PowerShares DWA Tactical Sector Rotation Portfolio
PowerShares FTSE International Low Beta Equal Weight Portfolio
PowerShares International BuyBack Achievers Portfolio
PowerShares KBW Bank Portfolio
PowerShares LadderRite 0-5 Year Corporate Bond Portfolio
PowerShares Multi-Strategy Alternative Portfolio
PowerShares Optimum Yield Diversified Commodity Strategy No K-
PowerShares Russell 1000 Low Beta Equal Weight Portfolio
PowerShares Variable Rate Investment Grade Portfolio
Principal Contrarian Value Index ETF
Principal Healthcare Innovators Index ETF
Principal International Multi-Factor Index ETF
Principal Millennials Index ETF
Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF
Principal Sustainable Momentum Index ETF
Principal U.S. Mega-Cap Multi-Factor Index ETF
Principal U.S. Small-Cap Multi-Factor Index ETF
ProShares Equities for Rising Rates ETF
Proshares UltraPro Nasdaq Biotechnology
ProShares UltraPro Short NASDAQ Biotechnology
pSivida Corp.
Quality Systems, Inc.
Quanterix Corporation
Reality Shares Nasdaq NextGen Economy ETF
Reis, Inc
Repros Therapeutics Inc.
ReTo Eco-Solutions, Inc.
Rex Energy Corporation
RiceBran Technologies
RLJ Entertainment, Inc.
RMG Networks Holding Corporation
ROBO Global Robotics and Automation Index ETF
Rosehill Resources Inc.
Rosehill Resources Inc.
Rosetta Genomics Ltd.
RPX Corporation
RXi Pharmaceuticals Corporation
Saban Capital Acquisition Corp.
Saban Capital Acquisition Corp.
Sabra Health Care REIT, Inc.
Sanofi
SB Financial Group, Inc.
scPharmaceuticals Inc.
Seanergy Maritime Holdings Corp
Sears Holdings Corporation
Sears Holdings Corporation
Second Sight Medical Products, Inc.
Senior Housing Properties Trust
Senior Housing Properties Trust
Sensus Healthcare, Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sigma Designs, Inc.
Sigma Labs, Inc.
Siliconware Precision Industries Company, Ltd.
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Skyline Medical Inc.
SLM Corporation
Snyder's-Lance, Inc.
Soleno Therapeutics, Inc.
Soligenix, Inc.
Sonoma Pharmaceuticals, Inc.
Sotherly Hotels Inc.
Sotherly Hotels Inc.
Spark Energy, Inc.
SPDR Dorsey Wright Fixed Income Allocation ETF
Spero Therapeutics, Inc.
Sprott Focus Trust, Inc.
Stanley Furniture Company, Inc.
Star Bulk Carriers Corp.
Star Bulk Carriers Corp.
SteadyMed Ltd.
Stellar Acquisition III Inc.
Stellar Acquisition III Inc.
Stericycle, Inc.
Sterling Bancorp, Inc.
Stitch Fix, Inc.
StoneCastle Financial Corp
Strategy Shares Nasdaq 7HANDL Index ETF
Student Transportation Inc
Sucampo Pharmaceuticals, Inc.
Sun Bancorp, Inc.
Super Micro Computer, Inc.
Syntel, Inc.
TapImmune Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
The Carlyle Group L.P.
The Finish Line, Inc.
The Herzfeld Caribbean Basin Fund, Inc.
The Long-Term Care ETF
The Obesity ETF
The Organics ETF
The Simply Good Foods Company
TICC Capital Corp.
TICC Capital Corp.
TiGenix
Till Capital Ltd.
Tintri, Inc.
TOR Minerals International Inc
TORM plc
TravelCenters of America LLC
TravelCenters of America LLC
TravelCenters of America LLC
tronc, Inc.
United Community Bancorp
USA Technologies, Inc.
Validea Market Legends ETF
VanEck Vectors Generic Drugs ETF
Vanguard Emerging Markets Government Bond ETF
Vanguard International Dividend Appreciation ETF
Vanguard International High Dividend Yield ETF
Vanguard Total Corporate Bond ETF
Vanguard Total International Bond ETF
Vantage Energy Acquisition Corp.
Vantage Energy Acquisition Corp.
VASCO Data Security International, Inc.
VelocityShares 3x Inverse Gold ETN
VelocityShares 3x Inverse Silver ETN
VelocityShares 3x Long Gold ETN
VelocityShares 3x Long Silver ETN
VelocityShares Daily 2x VIX Medium-Term ETN
VelocityShares Daily 2x VIX Short-Term ETN
VelocityShares Daily Inverse VIX Short-Term ETN
VelocityShares VIX Short-Term ETN
Versartis, Inc.
VictoryShares Developed Enhanced Volatility Wtd ETF
VictoryShares Dividend Accelerator ETF
VictoryShares Emerging Market High Div Volatility Wtd ETF
VictoryShares Emerging Market Volatility Wtd ETF
VictoryShares International High Div Volatility Wtd ETF
VictoryShares International Volatility Wtd ETF
VictoryShares US 500 Enhanced Volatility Wtd ETF
VictoryShares US 500 Volatility Wtd ETF
VictoryShares US Discovery Enhanced Volatility Wtd ETF
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
VictoryShares US Large Cap High Div Volatility Wtd ETF
VictoryShares US Multi-Factor Minimum Volatility ETF
VictoryShares US Small Cap High Div Volatility Wtd ETF
VictoryShares US Small Cap Volatility Wtd ETF
Vident Core U.S. Bond Strategy Fund
Vident Core US Equity ETF
Vident International Equity Fund
Videocon d2h Limited
Viking Therapeutics, Inc.
Virtus Investment Partners, Inc.
Virtus LifeSci Biotech Clinical Trials ETF
Virtus LifeSci Biotech Products ETF
Washington Federal, Inc.
WeatherStorm Forensic Accounting Long Short ETF
Web.com Group, Inc.
Westmoreland Coal Company
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
WhiteHorse Finance, Inc.
Willamette Valley Vineyards, Inc.
WillScot Corporation
Wintrust Financial Corporation
Wintrust Financial Corporation
WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond F
WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund
WisdomTree Emerging Markets Consumer Growth Fund
WisdomTree Emerging Markets Quality Dividend Growth Fund
WisdomTree Germany Hedged Equity Fund
WisdomTree Interest Rate Hedged High Yield Bond Fund
WisdomTree Japan Hedged SmallCap Equity Fund
WisdomTree Negative Duration High Yield Bond Fund
WisdomTree U.S. Quality Dividend Growth Fund
WisdomTree U.S. SmallCap Quality Dividend Growth Fund
WisdomTree United Kingdom Hedged Equity Fund
WMIH Corp.
WPCS International Incorporated
Wright Medical Group N.V.
Xcerra Corporation
XG Technology, Inc
X-Links Crude Oil Shares Covered Call ETN
X-Links Gold Shares Covered Call ETN
X-Links Silver Shares Covered Call ETN
Xplore Technologies Corp
Yangtze River Development Limited
ZAIS Group Holdings, Inc.
Zion Oil & Gas Inc
Zions Bancorporation
Zions Bancorporation
Anhui Conch Cement
Alliance One International, Inc. (AOI)
Ply Gem Holdings, Inc. (PGEM)
Erin Energy Corp. (ERN)
U.S. Geothermal Inc. (HTM)
Validus Holdings, Ltd. (VR)
Morgan Stanley Income Securities Fund: (ICB)
Terra Nitrogen Company, L.P. (TNH)
DST Systems, Inc. (DST)
Regal Entertainment Group (RGC)
CGG (CGG)
Xerium Technologies, Inc. (XRM)
OCI Partners LP (OCIP)
Deutsche Lufthansa AG
Millicom International Cellular SA (MIICF)
Mulesoft Inc. (MULE)
Statoil ASA (STO)
Mitsubishi UFJ Financial Group, Inc. (MTU)
Nexa Resources S.A. (NEXA)
Angang Steel Co. (ANGGY)
Calpine Corporation (CPN)
Valeant Pharmaceuticals International, Inc. (VRX)
Straight Path Communications Inc. (STRP)
General Cable Corporation (BGC)
PHH Corp (PHH)
Calgon Carbon Corporation (CCC)
NTT DOCOMO, Inc (DCM)
Quality Care Properties Inc. (QCP)
BIOXCEL THERA (BTAI)
Advantage Oil & Gas Ltd
Aberdeen Emerging Markets Company Oppotunities Fund Inc.
Aberdeen Income Credit Strategies Fund
AllianzGI Diversified Income & Convertible Fund of Beneficial Interest
ADT Inc.
Adams Diversified Equity Fund Inc.
AllianceBernstein National Municipal Income Fund Inc
Apollo Senior Floating Rate Fund Inc.
Advent Claymore Convertible Securities and Income Fund of Beneficial Interest
Alpine Global Dynamic Dividend Fund Shares of Beneficial Interest
PlayAGS Inc.
Ashford Hospitality Prime Inc.
Apollo Tactical Income Fund Inc.
Alliance California Municipal Income Fund Inc
American Lorain Corporation
Alpine Total Dynamic Dividend Fund
Asia Pacific Fund Inc. (The)
Morgan Stanley Asia-Pacific Fund Inc.
Evoqua Water Technologies Corp.
Ares Dynamic Credit Allocation Fund Inc.
ARMO BioSciences Inc.
ASA Gold and Precious Metals Limited
Liberty All-Star Growth Fund Inc.
Advent Claymore Convertible Securities and Income Fund
Avaya Holdings Corp.
Alliancebernstein Global High Income Fund
Alpine Global Premier Properties Fund of Beneficial Interest
BlackRock Municipal Income Investment Quality Trust
BlackRock Municipal Income Investment Trust
Bill Barrett Corporation
Blackrock Municipal Bond Trust
BlackRock Taxable Municipal Bond Trust of Beneficial Interest
Bancroft Fund Ltd.
BlackRock Resources of Beneficial Interest
Blackrock Enhanced Equity Dividend Trust
BlackRock Municipal Income Trust
Blackrock Florida Municipal 2020 Term Trust
Biofrontera AG
BlackRock New York Municipal Income Trust II
BlackRock California Municipal Income Trust
Blackstone / GSO Strategic Credit Fund
Barings Global Short Duration High Yield Fund of Beneficial Interests
BlackRock 2022 Global Income Opportunity Trust of Beneficial Interest
BlackRock Energy and Resources Trust
BlackRock Floating Rate Income Trust
Blackstone GSO Long Short Credit Income Fund
Blackrock Enhanced International Dividend Trust
Blackrock Core Bond Trust
BlackRock Virginia Municipal Bond Trust
Boulder Growth & Income Fund Inc.
BlackRock Multi-Sector Income Trust of Beneficial Interest
Blackrock California Municipal 2018 Term Trust
Blackrock Municipal 2020 Term Trust
BlackRock Investment Quality Municipal Trust Inc. (The)
BlackRock Income Trust Inc. (The)
BlackRock Municipal Income Trust II
Blackrock New York Municipal 2018 Term Trust
Blackrock New Jersey Municipal Bond Trust
Blackrock Limited Duration Income Trust
Blackrock Health Sciences Trust
BlackRock New Jersey Municipal Income Trust
BlackRock New York Municipal Income Trust
Blackrock Enhanced Global Dividend Trust of Beneficial Interest
Blackrock Municipal 2018 Term Trust
Blackrock New York Municipal Bond Trust of Beneficial Interest
BlackRock Strategic Municipal Trust Inc. (The)
Blackrock New York Municipal Income Quality Trust of Beneficial Interest
Blackstone GSO Senior Floating Rate Term Fund of Beneficial Interest
BlackRock Science and Technology Trust of Beneficial Interest
BlackRock Long-Term Municipal Advantage Trust of Beneficial Interest
John Hancock Financial Opportunities Fund
BlackRock Municipal 2030 Target Term Trust
BlackRock Credit Allocation Income Trust
BlackRock Utility Infrastructure & Power Opportunities Trust
Bridgewater Bancshares Inc.
BrandywineGLOBAL Global Income Opportunities Fund Inc.
Boardwalk Pipeline Partners LP
Bluegreen Vacations Corporation
Nuveen S&P 500 Buy-Write Income Fund of Beneficial Interest
Blackrock Municipal Income Quality Trust of Beneficial Interest
BlackRock Maryland Municipal Bond Trust of beneficial interest
Corporacion America Airports SA
Morgan Stanley China A Share Fund Inc.
ClearBridge American Energy MLP Fund Inc.
AllianzGI Convertible & Income 2024 Target Term Fund of Beneficial Interest
Chicago Bridge & Iron Company N.V.
MFS California Municipal Fund of Beneficial Interest
Corporate Capital Trust Inc.
Cardlytics Inc.
The Central and Eastern Europe Fund Inc. (The)
Sprott Physical Gold and Silver Trust Units
CONSOL Energy Inc.
ClearBridge Energy MLP Fund Inc.
Center Coast Brookfield MLP & Energy Infrastructure Fund
Central Puerto S.A. American Depositary Shares (each represents ten)
Central Securities Corporation
Eaton Vance California Municipal Income Trust Shares of Beneficial Interest
Celadon Group Inc.
Aberdeen Chile Fund Inc. (The)
China Fund Inc. (The)
MFS Intermediate High Income Fund
Blackrock Capital and Income Fund Inc.
Credit Suisse Asset Management Income Fund Inc.
Cornerstone Strategic Value Fund Inc.
Colony NorthStar Credit Real Estate Inc. Class A
Colony NorthStar Inc.
MFS Municipal Income Trust
VanEck Vectors ChinaAMC SME-ChNext
Americold Realty Trust
Cotiviti Holdings Inc.
Cheniere Energy Partners LP Holdings LLC
Cornerstone Total Return Fund Inc. (The)
Crystal Rock Holdings Inc. Class A
ClearBridge Energy MLP Total Return Fund Inc.
Qwest Corporation 7.00% Notes due 2052
CURO Group Holdings Corp.
Convergys Corporation
MFS High Income Municipal Trust
MFS Investment Grade Municipal Trust
CYS Investments Inc.
DoubleLine Opportunistic Credit Fund of Beneficial Interest
DCT Industrial Trust Inc
Delaware Investments Dividend & Income Fund Inc.
DDR Corp.
Delaware Enhanced Global Dividend of Beneficial Interest
Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
Dreyfus High Yield Strategies Fund
Credit Suisse High Yield Bond Fund
Nuveen Dow 30SM Dynamic Overwrite Fund of Beneficial Interest
Dreyfus Municipal Bond Infrastructure Fund Inc.
Dreyfus Municipal Income Inc.
Western Asset Mortgage Defined Opportunity Fund Inc
Dividend and Income Fund
DNP Select Income Fund Inc.
Duff & Phelps Global Utility Income Fund Inc.
Duff & Phelps Select Energy MLP Fund Inc.
DoubleLine Income Solutions Fund of Beneficial Interests
Dreyfus Strategic Municipal Bond Fund Inc.
Blackrock Debt Strategies Fund Inc.
DTF Tax-Free Income Inc.
Duff & Phelps Utility & Corporate Bond Trust Inc.
Dynegy Inc.
Wells Fargo Income Opportunities Fund
Platinum Eagle Acquisition Corp.
Eagle Point Credit Company Inc.
Ellsworth Growth and Income Fund Ltd.
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
Stone Harbor Emerging Markets Income Fund of Beneficial Interest
Stone Harbor Emerging Markets Total Income Fund of Beneficial Interests
Education Realty Trust Inc.
The European Equity Fund Inc.
Eaton vance Floating-Rate Income Plus Fund of Beneficial Interest
Eaton Vance Floating-Rate 2022 Target Term Trust of Beneficial Interest
Eaton Vance Senior Floating-Rate Fund of Beneficial Interest
Eaton Vance Floating Rate Income Trust of Beneficial Interest
Blackrock Enhanced Government Fund Inc.
Eagle Growth and Income Opportunities Fund of Beneficial Interest
Western Asset Global High Income Fund Inc
Eaton Vance High Income 2021 Target Term Trust of Beneficial Interest
Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value
Eaton Vance Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value
Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value
Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value
Western Asset Emerging Markets Debt Fund Inc
Templeton Emerging Markets Fund
Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest
Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value
ClearBridge Energy MLP Opportunity Fund Inc.
EnerJex Resources Inc. (NEW)
Eaton Vance New York Municipal Bond Fund of Beneficial Interest $.01 par value
Wells Fargo Global Dividend Opportunity Fund
Eaton Vance Enhance Equity Income Fundd Equity Income Fund Shares of Beneficial Interest
Evolus Inc.
Eaton Vance Enhance Equity Income Fund II
Eaton Vance Municipal Income Trust EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Equus Total Return Inc.
Wells Fargo Multi-Sector Income Fund no par value
Wells Fargo Utilities and High Income Fund
Barclays PLC iPath EUR/USD Exchange Rate ETN
Eaton Vance Tax-Managed Buy-Write Income Fund of Beneficial Interest
Energy Transfer Equity L.P. representing Limited Partnership interests
Eaton Vance Tax-Advantaged Global Dividend Income Fund of Beneficial Interest
Eaton Vance Risk-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Tax-Advantage Global Dividend Opp
Energy Transfer Partners L.P. representing limited partner interests
Eaton Vance Corporation Tax-Managed Buy-Write Opportunities Fund of Beneficial Interest
Eaton Vance Corporation Tax-Managed Global Buy-Write Opportunites Fund of Beneficial Interest
Eaton Vance Municipal Income 2028 Term Trust of Beneficial Interest
Eaton Vance Tax-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Senior Income Trust
Eaton Vance Short Diversified Income Fund Duration Diversified Income Fund of Beneficial Interest
Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest
Eaton Vance California Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Municipal Income Trust
Eaton Vance Ohio Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax Advantaged Dividend Income Fund of Beneficial Interest
Eaton Vance Limited Duration Income Fund of Beneficial Interest
Eaton Vance New York Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax-Advantaged Bond of Beneficial Interest
Eaton Vance Tax-Managed Global Diversified Equity Income Fund of Beneficial Interest
Eyenovia Inc.
First Acceptance Corporation
First Trust/Aberdeen Global Opportunity Income Fund of Beneficial Interest
Farmmi INC.
Aberdeen Asia-Pacific Income Fund Inc
Aberdeen Global Income Fund Inc.
First Trust Senior Floating Rate Income Fund II of Beneficial Interest
First Trust Dynamic Europe Equity Income Fund of Beneficial Interest
Four Seasons Education (Cayman) Inc. American Depositary Shares each two ADSs representing one
First Trust MLP and Energy Income Fund of Beneficial Interest
First Trust Energy Income and Growth Fund
First Trust/Aberdeen Emerging Opportunity Fund of Beneficial Interest
First Trust Enhanced Equity Income Fund
Flaherty & Crumrine Preferred Securities Income Fund Incorporated
First Trust Specialty Finance and Financial Opportunities Fund
First Trust Strategic High Income Fund II of Beneficial Interest
First Trust Energy Infrastructure Fund of Beneficial Interest
First Trust Senior Floating Rate 2022 Target Term Fund of Beneficial Interest
Flaherty & Crumrine Total Return Fund Inc
Federated Premier Municipal Income Fund
Fiduciary/Claymore MLP Opportunity Fund of Beneficial Interest
Fairmount Santrol Holdings Inc.
First Trust Motgage Income Fund of Beneficial Interest
Cohen & Steers Closed-End Opportunity Fund Inc.
First Trust Intermediate Duration Preferred & Income Fund of Beneficial Interest
Farmland Partners Inc. Series B Participating Preferred Stock
First Trust New Opportunities MLP & Energy Fund of Beneficial Interest
Blackrock Floating Rate Income Strategies Fund Inc
First Trust High Income Long Short Fund of Beneficial Interest
Franklin Universal Trust
Franklin Limited Duration Income Trust of Beneficial Interest
FTS International Inc.
Gabelli Equity Trust Inc. (The)
General American Investors Inc.
Guggenheim Taxable Municipal Managed Duration Trust of Beneficial Interest
Aberdeen Greater China Fund Inc.
Gabelli Convertible and Income Securities Fund Inc. (The)
GDL Fund The of Beneficial Interest
Western Asset Global Corporate Defined Opportunity Fund Inc.
Gabelli Dividend & Income Trust of Beneficial Interest
Goldman Sachs MLP Energy Renaissance Fund
New Germany Fund Inc. (The)
Western Asset Variable Rate Strategic Fund Inc.
Guggenheim Credit Allocation Fund of Beneficial Interest
GAMCO Global Gold Natural Resources & Income Trust
The Gabelli Go Anywhere Trust of Beneficial Interest
Gabelli Multi-Media Trust Inc. (The)
Gabelli Global Small and Mid Cap Value Trust (The) of Beneficial Interest
Prudential Global Short Duration High Yield Fund Inc.
GigCapital Inc.
Templeton Global Income Fund Inc.
GulfMark Offshore Inc.
GCI Liberty Inc. Class A Common Stock
Clough Global Opportunities Fund
Clough Global Equity Fund of Beneficial Interest
Gabelli Global Utility of Beneficial Ownership
Clough Global Dividend and Income Fund of beneficial interest
General Motors Company Warrant (Expires 07/10/2019)
Goldman Sachs MLP Income Opportunities Fund
SPDR S&P Global Natural Resources
Gener8 Maritime Inc.
GAMCO Natural Resources Gold & Income Trust
Guggenheim Strategic Opportunities Fund of Beneficial Interest
Gordon Pointe Acquisition Corp.
Guggenheim Enhanced Equity Income Fund
Gramercy Property Trust
Eagle Capital Growth Fund Inc.
Granite Real Estate Inc. Stapled Units each consisting of one unit of Trust and one common share of Granite REIT Inc.
Asia Tigers Fund Inc. (The)
The Gabelli Healthcare & Wellness Trust of Beneficial Interest
Gastar Exploration Inc
Gates Industrial Corporation plc
Gabelli Utility Trust (The)
Great Plains Energy Incorporated
Hennessy Capital Acquisition Corp. III
John Hancock Hedged Equity & Income Fund of Beneficial Interest
Hugoton Royalty Trust
Miller/Howard High Income Equity Fund of Beneficial Interest
Western Asset High Income Opportunity Fund Inc.
Western Asset High Income Fund II Inc.
Huami Corporation American Depositary Shares each representing four Class A
Pioneer Diversified High Income Trust of Beneficial Interest
John Hancock Pfd Income Fund II Pfd Income Fund II
John Hancock Preferred Income Fund of Beneficial Interest
John Hancock Preferred Income Fund III Preferred Income Fund III
Tekla Healthcare Investors
TeklaLife Sciences Investors
HRG Group Inc.
John Hancock Tax Advantaged Dividend Income Fund of Beneficial Interest
John Hancock Tax-Advantaged Global Shareholder Yield Fund of Beneficial Interest
Hudson Ltd. Class A
New America High Income Fund Inc. (The)
Halyard Health Inc.
Western Asset High Yield Defined Opportunity Fund Inc.
Blackrock Corporate High Yield Fund Inc.
Voya Asia Pacific High Dividend Equity Income Fund ING Asia Pacific High Dividend Equity Income Fund of Beneficial Interest
Aberdeen Australia Equity Fund Inc
Voya Infrastructure Industrials and Materials Fund of Beneficial Interest
Aberdeen Indonesia Fund Inc. (Common Stock
India Fund Inc. (The)
Voya Global Advantage and Premium Opportunity Fund of Beneficial Interest
Voya Global Equity Dividend and Premium Opportunity Fund
Western Asset Investment Grade Defined Opportunity Trust Inc.
CBRE Clarion Global Real Estate Income Fund
Voya Emerging Markets High Income Dividend Equity Fund
Invesco High Income 2023 Target Term Fund of Beneficial Interest
Voya International High Dividend Equity Income Fund of Beneficial Interest
Morgan Stanley India Investment Fund Inc.
Invesco Value Municipal Income Trust
ImmunoCellular Therapeutics Ltd.
Cohen & Steers Global Income Builder Inc. of Beneficial Interest
Brookfield Global Listed Infrastructure Income Fund Closed End Fund
Insight Select Income Fund
iPic Entertainment Inc.
Invesco Quality Municipal Income Trust
New Ireland Fund Inc (The)
Voya Natural Resources Equity Income Fund of Beneficial Interest
Prudential Short Duration High Yield Fund Inc.
Aberdeen Israel Fund Inc. (The)
Ivy High Income Opportunities Fund of Beneficial Interest
Nuveen Core Equity Alpha Fund of Beneficial Interest
Nuveen Credit Opportunities 2022 Target Term Fund of Beneficial Interest
Nuveen Diversified Dividend and Income Fund Shares of Beneficial Interest
Nuveen Emerging Markets Debt 2022 Target Term Fund of Beneficial Interest $0.01 par value per share
Aberdeen Japan Equity Fund Inc.
Nuveen Floating Rate Income Fund
Nuveen Global High Income Fund of Beneficial Interest
Nuveen High Income December 2018 Target Term Fund
Nuveen High Income November 2021 Target Term Fund
Nuveen High Income December 2019 Target Term Fund of Beneficial Interest
John Hancock Investors Trust
John Hancock Income Securities Trust
Nuveen High Income 2020 Target Term Fund of Beneficial Interest
Nuveen Mortgage Opportunity Term Fund
Nuveen Energy MLP Total Return Fund of Beneficial Interest
Nuveen All Cap Energy MLP Opportunities Fund of Beneficial Interest
Nuveen Multi-Market Income Fund (MA)
Nuveen Mortgage Opportunity Term Fund 2 of Beneficial Interest
Japan Smaller Capitalization Fund Inc
Nuveen Preferred & Income Opportunities Fund
Nuveen Preferred and Income Term Fund of Beneficial Interest
Nuveen Preferred & Income Securities Fund
Nuveen Preferred and Income 2022 Term Fund of Beneficial Interest
Nuveen Credit Strategies Income Fund Shares of Beneficial Interest
Nuveen Real Asset Income and Growth Fund of Beneficial Interest
JRjr33 Inc.
Nuveen Floating Rate Income Opportuntiy Fund Shares of Beneficial Interest
Nuveen Real Estate Income Fund of Beneficial Interest
Nuveen Short Duration Credit Opportunities Fund of Beneficial Interest
Jianpu Technology Inc. American depositary shares each two representing five Class A
Nuveen Tax-Advantaged Total Return Strategy Fund of Beneficial Interest
Nuveen Tax-Advantaged Dividend Growth Fund of Beneficial Interest
Kayne Anderson Energy Development Company
Korea Fund Inc. (The)
KKR Income Opportunities Fund
Klondex Mines Ltd.
Kayne Anderson Midstream Energy Fund Inc
Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest
Kindred Healthcare Inc.
Deutsche Strategic Municiple Income Trust of Beneficial Interest
Deutsche Strategic Income Trust Shares of Beneficial Interest
Deutsche Municiple Income Trust
Kayne Anderson Total Energy Return Fund Inc.
Kayne Anderson MLP Investment Company
Kyocera Corporation
Aberdeen Latin America Equity Fund Inc.
Liberty Oilfield Services Inc. Class A
Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest
Latin American Discovery Fund Inc. (The)
Cohen & Steers Limited Duration Preferred and Income Fund Inc.
Dreyfus Strategic Municipals Inc.
Level Brands Inc.
Leaf Group Ltd.
Legacy Acquisition Corp. Class A par value $0.0001 per share
Lazard Global Total Return and Income Fund
Loma Negra Compania Industrial Argentina Sociedad Anonima ADS
Lazard World Dividend & Income Fund Inc.
La Quinta Holdings Inc.
ProLung Inc - Ordinary Shares
Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value
Pioneer Municipal High Income Advantage Trust of Beneficial Interest
Blackrock MuniYield California Quality Fund Inc.
Metropolitan Bank Holding Corp.
Medley Capital Corporation
Barings Corporate Investors
Madison Covered Call & Equity Strategy Fund
MFS Charter Income Trust
Blackrock MuniEnhanced Fund Inc
Macquarie First Trust Global
Blackrock MuniHoldings Investment Quality Fund of Beneficial Interest
MFS Municipal Income Trust
Blackrock MuniYield Investment Quality Fund of Beneficial Interest
MFS Special Value Trust
MFS Government Markets Income Trust
Macquarie Global Infrastructure Total Return Fund Inc.
Blackrock MuniHoldings Fund Inc.
BlackRock Massachusetts Tax-Exempt Trust
Western Asset Municipal High Income Fund Inc.
Pioneer Municipal High Income Trust of Beneficial Interest
Blackrock MuniHoldings New York Quality Fund Inc.
Cohen & Steers MLP Income and Energy Opportunity Fund Inc.
MFS Intermediate Income Trust
Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value
Blackrock MuniYield Michigan Quality Fund Inc.
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MFS Multimarket Income Trust
Western Asset Managed Municipals Fund Inc.
Eaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest
Blackrock Muni New York Intermediate Duration Fund Inc
Menlo Therapeutics Inc.
Western Asset Municipal Partners Fund Inc.
Mosaic Acquisition Corp. Class A
Motus GI Holdings Inc.
Blackrock MuniYield Pennsylvania Quality Fund
Barings Participation Investors
Blackrock MuniYield Quality Fund II Inc.
Blackrock MuniYield Quality Fund Inc.
Morgan Stanley Emerging Markets Debt Fund Inc.
Morgan Stanley Emerging Markets Fund Inc.
Madison Strategic Sector Premium Fund of Beneficial Interest
MTech Acquisition Corp.
Western Asset Municipal Defined Opportunity Trust Inc
Blackrock MuniAssets Fund Inc
Blackrock MuniHoldings California Quality Fund Inc.
Mudrick Capital Acquisition Corporation
Blackrock MuniHoldings Quality Fund II Inc.
Blackrock MuniHoldings Fund II Inc.
Blackrock Muni Intermediate Duration Fund Inc
Blackrock MuniHoldings New Jersey Quality Fund Inc.
Blackrock MuniHoldings Quality Fund Inc
Blackrock MuniVest Fund Inc.
MV Oil Trust
Blackrock MuniVest Fund II Inc.
Mexico Equity and Income Fund Inc. (The)
Mexico Fund Inc. (The)
Blackrock MuniYield California Fund Inc.
Blackrock MuniYield Fund Inc.
Blackrock MuniYield Investment Fund
Blackrock MuniYield Quality Fund III Inc
Blackrock MuniYield New Jersey Fund Inc
Blackrock MuniYield New York Quality Fund Inc.Common Stock
Blackrock MuniYield Arizona Fund Inc.
Managed Duration Investment Grade Municipal Fund
Nuveen California Quality Municipal Income Fund
Nuveen Quality Municipal Income Fund
Nuveen New York Quality Municipal Income Fund
Nuveen Arizona Quality Municipal Income Fund
Nuveen Build America Bond Fund of Beneficial Interest
Nuveen Build America Bond Opportunity Fund of Beneficial Interest
Neuberger Berman Intermediate Municipal Fund Inc.
Neuberger Berman New York Intermediate Municipal Fund Inc.
Neuberger Berman California Intermediate Municipal Fund Inc.
Nuveen California Municipal Value Fund Inc.
Nuveen California Municipal Value Fund 2 of Beneficial Interest
AllianzGI Convertible & Income Fund
AllianzGI Convertible & Income Fund II of Beneficial Interest
Tortoise Energy Independence Fund Inc.
Enduro Royalty Trust Trust Units representing beneficial interest in the trust
Nuveen AMT-Free Quality Municipal Income Fund of Beneficial Interest Par Value $.01
Nebula Acquisition Corporation
Nuveen Enhanced Municipal Value Fund of Beneficial Interest
AllianzGI NFJ Dividend Interest & Premium Strategy Fund
Nuveen Municipal 2021 Target Term Fund Fund
NexPoint Credit Strategies Fund
Neuberger Berman High Yield Strategies Fund
Nuveen Intermediate Duration Municipal Term Fund of Beneficial Interest
AllianzGI Equity & Convertible Income Fund
Nuveen Select Maturities Municipal Fund
Nine Energy Service Inc.
Nuveenn Intermediate Duration Quality Municipal Term Fund of Beneficial Interest
Nuveen New Jersey Municipal Value Fund of Beneficial Interest
Nuveen Georgia Quality Municipal Income Fund
Nuveen California AMT-Free Quality Municipal Income Fund
Nuveen Municipal Income Fund Inc.
Neuberger Berman MLP Income Fund Inc.
Nuveen Minnesota Quality Municipal Income Fund
Nuveen Massachusetts Quality Municipal Income Fund
Nuveen Maryland Quality Municipal Income Fund
Nuveen Municipal High Income Opportunity Fund $0.01 par value per share
Nuveen North Carolina Quality Municipal Income Fund
Nuveen New York Municipal Value Fund Inc.
ProShares S&P 500 Dividend Aristocrats
Nuveen Missouri Quality Municipal Income Fund
Nuveen Pennsylvania Municipal Value Fund of Beneficial Interest
Nuveen Virginia Quality Municipal Income Fund
Nuveen Pennsylvania Quality Municipal Income Fund
Nuveen New York AMT-Free Quality Municipal Income Fund
Neuberger Berman Real Estate Securities Income Fund Inc.
Nustar GP Holdings LLC Units
Nuveen Senior Income Fund
Nationstar Mortgage Holdings Inc.
Nuveen Connecticut Quality Municipal Income Fund
Tortoise MLP Fund Inc.
Nutrien Ltd.
Nuveen Texas Quality Municipal Income Fund
Nuveen Michigan Quality Municipal Income Fund
Nuveen Ohio Quality Municipal Income Fund
Nuveen Municipal Value Fund Inc.
Nuveen AMT-Free Municipal Value Fund
Nuveen AMT-Free Municipal Credit Income Fund
Nuveen California Select Tax-Free Income Portfolio
Nuveen New Jersey Qualified Municipal Fund
Nuveen New York Select Tax-Free Income Portfolio
Nuveen Select Tax Free Income Portfolio
Nuveen Select Tax Free Income Portfolio II
Nuveen Select Tax Free Income Portfolio III
Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value
NRG Yield Inc. Class C
NRG Yield Inc. Class A
Nuveen New York Municipal Value Fund 2 of Beneficial Interest
Nuveen Municipal Credit Income Fund
Orbital ATK Inc.
Five Oaks Investment Corp.
Invesco Municipal Income Opportunities Trust
One Madison Corporation Class A
OM Asset Management plc
Orient Paper Inc.
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.
One Stop Systems Inc.
PagSeguro Digital Ltd. Class A
Western Asset Income Fund
Verifone Systems Inc.
Putnam High Income Securities Fund
PIMCO Dynamic Credit and Mortgage Income Fund of Beneficial Interest
Pimco California Municipal Income Fund II of Beneficial Interest
PCM Fund Inc.
Pimco Corporate & Income Strategy Fund
PIMCO California Municipal Income Fund
PIMCO Dynamic Income Fund
John Hancock Premium Dividend Fund
Adams Natural Resources Fund Inc.
Pinnacle Foods Inc.
Flaherty & Crumrine Preferred Income Fund Incorporated
PIMCO Income Strategy Fund Shares of Beneficial Interest
PIMCO Income Strategy Fund II
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated
Pengrowth Energy Corporation
Pimco Global Stocksplus & Income Fund StocksPlus & Income Fund of Beneficial Interest
Principal Real Estate Income Fund of Beneficial Interest
Pioneer Floating Rate Trust Shares of Beneficial Interest
Pimco High Income Fund
Pioneer High Income Trust of Beneficial Interest
Sprott Physical Gold Trust ETV
Putnam Master Intermediate Income Trust
Pimco Income Opportunity Fund of Beneficial Interest
PIMCO Municipal Income Fund
Pimco Municipal Income Fund II of Beneficial Interest
Putnam Managed Municipal Income Trust
Putnam Municipal Opportunities Trust
PIMCO Municipal Income Fund III of Beneficial Interest
PIMCO New York Municipal Income Fund
Pimco New York Municipal Income Fund II of Beneficial Interest
PPDAI Group Inc. American Depositary Shares each representing five Class A
Voya Prime Rate Trust Shares of Beneficial Interest
Putnam Premier Income Trust
PetroQuest Energy Inc.
Cohen & Steers Select Preferred and Income Fund Inc.
Sprott Physical Silver Trust ETV
Pimco Corporate & Income Opportunity Fund
PIMCO New York Municipal Income Fund III of Beneficial Interest
PIMCO California Municipal Income Fund III of Beneficial Interest
Petrobras Argentina S.A. ADS
Quintana Energy Services Inc.
Brookfield Real Assets Income Fund Inc.
RAIT Financial Trust of Beneficial Interest
RENN Fund Inc
PIMCO Strategic Income Fund Inc.
Arcus Biosciences Inc.
Cohen & Steers Total Return Realty Fund Inc.
Royce Global Value Trust Inc.
RMR Real Estate Income Fund (MD)
RiverNorth Opportunities Fund Inc.
Rice Midstream Partners LP representing limited partner interests
Royce Micro-Cap Trust Inc.
Cohen & Steers Reit and Preferred Income Fund Inc
Cohen & Steers Quality Income Realty Fund Inc
Resource Capital Corp.
RSP Permian Inc.
Royce Value Trust Inc.
RELM Wireless Corporation
Regalwood Global Energy Ltd. Class A
SailPoint Technologies Holdings Inc.
Western Asset Intermediate Muni Fund Inc
LMP Capital and Income Fund Inc.
Columbia India Small Cap
SandRidge Mississippian Trust II representing Beneficial Interests
Seadrill Limited (Bermuda)
SendGrid Inc.
Sprott Gold Miners
Aberdeen Singapore Fund Inc.
Stone Energy Corporation
Sutherland Asset Management Corporation
Solid Biosciences Inc.
Sol-Gel Technologies Ltd.
Salient Midstream of Beneficial Interest
Sogou Inc. American Depositary Shares each representing one Class A
Source Capital Inc.
Special Opportunities Fund Inc
Sprott Physical Platinum and Palladium Trust
Nuveen S&P 500 Dynamic Overwrite Fund
Cushing Energy Income Fund of Beneficial Interest
Cushing MLP & Infrastructure Total Return Fund
SSLJ.com Limited
Extended Stay America Inc.
Columbia Seligman Premium Technology Growth Fund Inc
Swiss Helvetia Fund Inc. (The)
Cushing Renaissance Fund (The) of Beneficial Interest
Triangle Capital Corporation
Templeton Dragon Fund Inc.
Tallgrass Energy GP LP Class A Shares
Templeton Emerging Markets Income Fund Inc.
Tallgrass Energy Partners LP representing limited partner interests
Tekla Healthcare Opportunies Fund Shares of Beneficial Interest
Tekla World Healthcare Fund Shares of Beneficial Interest
Western Asset Corporate Loan Fund Inc
resTORbio Inc.
TPG Pace Energy Holdings Corp. Class A
TriplePoint Venture Growth BDC Corp.
Tortoise Power and Energy Infrastructure Fund Inc
TCW Strategic Income Fund Inc.
THL Credit Senior Loan Fund of Beneficial Interest
Tortoise Pipeline & Energy Fund Inc.
Taiwan Fund Inc. (The)
Tri Continental Corporation
Tortoise Energy Infrastructure Corporation
Liberty All-Star Equity Fund
iShares Core U.S. REIT
Cohen & Steers Infrastructure Fund Inc
Reaves Utility Income Fund of Beneficial Interest
Invesco Bond Fund
Delaware Investments Colorado Municipal Income Fund Inc
Vina Concha Y Toro
Victory Capital Holdings Inc.
Invesco California Value Municipal Income Trust
Delaware Investments National Municipal Income Fund
Virtus Global Multi-Sector Income Fund of Beneficial Interest
Invesco Trust for Investment Grade Municipals (DE)
Vicon Industries Inc
Invesco Advantage Municipal Income Trust II of Beneficial Interest (DE)
Invesco Municipal Trust
Invesco High Income Trust II
Delaware Investments Minnesota Municipal Income Fund II Inc.
Invesco Municipal Opportunity Trust
Invesco Pennsylvania Value Municipal Income Trust (DE)
Invesco Credit Opportunities Fund of Beneficial Interest
Invesco Trust for Investment Grade New York Municipals
Invesco Senior Income Trust (DE)
Western Asset Bond Fund Share of Beneficial Interest
Willbros Group Inc. (DE)
WGL Holdings IncCommon Stock
Cactus Inc. Class A
Western Asset/Claymore Inflation-Linked Securities & Income Fund of Beneficial Interest
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund of Beneficial Interest
Westmoreland Resource Partners LP representing Limited Partner Interests
Williams Partners L.P. Representing Limited Partner Interests
Westar Energy Inc.
XAI Octagon Floating Rate & Alternative Income Term Trust of Beneficial Interest
Yingli Green Energy Holding Company Limited ADR
Virtus Total Return Fund Inc.
Virtus Global Dividend & Income Fund Inc.
China Zenix Auto International Limited American Depositary Shares each representing four.
Ageas SA (AGESY)
Energy XXI Gulf Coast, Inc. (EGC)
Barratt Developments PLC Unsponsored ADR (BTDPY)
Aberdeen Emerging Markets Equity Income Fund Inc.
AGM Group Holdings Inc.
Senmiao Technology Limited
Apergy Corporation
ASLAN Pharmaceuticals Limited
Business First Bancshares Inc.
Biglari Holdings Inc. Class A
Bilibili Inc.
REX BKCM
Carbon Black Inc.
Ceridian HCM Holding Inc.
Columbia Financial Inc.
CLPS Incorporation
Dropbox Inc
DFB Healthcare Acquisitions Corp.
Golden Bull Limited
DocuSign Inc.
GrafTech International Ltd.
AXA Equitable Holdings Inc.
Evelo Biosciences Inc.
EVO Payments Inc.
Homology Medicines Inc.
GreenTree Hospitality Group Ltd. American depositary shares each representing one Class A
Genprex Inc.
Goosehead Insurance Inc.
GreenSky Inc.
HUYA Inc. American depositary shares each representing one Class A
Inspire Medical Systems Inc.
iQIYI Inc.
Iterum Therapeutics plc
Jerash Holdings (US) Inc.
Kiniksa Pharmaceuticals Ltd.
nLIGHT Inc.
Lazydays Holdings Inc.
Level One Bancorp Inc.
Leo Holdings Corp. Class A
Union Acquisition Corp.
LiveXLive Media
MorphoSys AG
nVent Electric plc
Origin Bancorp Inc.
OneSmart International Education Group Limited ADS
Opes Acquisition Corp.
Pure Acquisition Corp.
PermRock Royalty Trust Trust Units
Pluralsight Inc.
Pivotal Software Inc. Class A
Red Violet Inc.
Rafael Holdings Inc. Class B
Construction Partners Inc.
Smartsheet Inc. Class A
Spotify Technology S.A.
Scholar Rock Holding Corporation
Sunlands Online Education Group American Depositary Shares representing Class A
Spirit of Texas Bancshares Inc.
Surface Oncology Inc.
Tiberius Acquisition Corporation
TriState Capital Holdings Inc. Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
Unity Biotechnology Inc.
Unum Therapeutics Inc.
Xspand Products Lab Inc.
Zscaler Inc.
Zuora Inc. Class A
WYNDHAM HOT&RES (WH)