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OpenAI Launches GPT-5.2 as It Navigates ‘Code Red’
Wired

The ChatGPT-maker is releasing its “best model yet” as it faces new pressures from Google and other AI competitors. more…

Intel Takes Major Step in Plan to Acquire Chip Startup SambaNova
Wired

The two chip companies have signed a term sheet, according to sources with direct knowledge of the agreement. more…

OpenAI, Anthropic, and Block Are Teaming Up to Make AI Agents Play Nice
Wired

American AI giants are backing a new effort to establish open standards for building agentic software and tools. more…

Musicians are getting really tired of this AI clone ‘bullshit’
The Verge

"Not ideal." "Completely unacceptable." "Shameless." "Predatory." "Some bullshit." "Total bullshit." This is how musicians, producers, and others in the industry are describing the relentless spread of AI clones. Of course, AI fakes aren't new, but as the sca… more…

Razer resurrects the first ever gaming mouse as a limited edition
The Verge

Razer is returning to its roots and relaunching the world's first gaming mouse that debuted over 25 years ago before there was even a gaming peripheral industry. The original Kärna Razer Boomslang was best known for its encoding wheel that could more accurate… more…

There are no good outcomes for the Warner Bros. sale
The Verge

Netflix is the frontrunner to become Warner Bros.' new owner, but the war for control of the legacy studio isn't over just yet. Paramount Skydance has made its own outsize offer for the company that would give CEO David Ellison even more control over the news… more…

Feeding the machine
The Verge

When he was 19 years old, Brendan Foody started Mercor with two of his high school friends as a way for his other friends, who also had startups, to hire software engineers overseas. It launched in 2023 as essentially a staffing agency, albeit a highly automa… more…

The Game Awards are losing their luster
The Verge

It's Game Awards season, y'all. That special time of the year when we gather together to celebrate video games and the people who make them… by watching expensive commercials briefly punctuated by the odd awards speech or musical performance. For better or wo… more…

The Game Awards 2025: all the news and announcements
The Verge

The Game Awards are back once again to showcase a metric ton of commercials, provide the gaming public with their monthly dose of Muppets, and validate gamers’ opinions on which title should be named the Game of the Year. I don’t wanna say it’s a foregone con… more…

New York’s new law forces advertisers to say when they’re using AI avatars
The Verge

New York Gov. Kathy Hochul signed a bill Thursday that will require advertisers to identify if an ad includes AI-generated people. Hochul's announcement said the bill, S.8420-A/A.8887-B, was the first of its kind in the US, describing it as a "common sense" l… more…

Disney wants to drag you into the slop
The Verge

Disney and OpenAI's new $1 billion partnership feels emblematic of the terrible times we're living through. In exchange for access to the generative AI firm's APIs and tools like ChatGPT, the studio plans to let users of OpenAI's Sora AI video generator creat… more…

The war on disinformation is a losing battle
The Verge

As he called the House Judiciary Committee into session on a cold and snowy February day in Washington, DC, Chairman Jim Jordan was ready to take a victory lap. American free speech had been critically threatened, and now it was saved - in large part thanks t… more…

The Netflix-Warner Deal Faces Increasingly Plausible-Sounding Government Opposition
Gizmodo.com

Wait, is the government actually going to do something about this? more…

Convicted Crypto Wallet Developer Warns Miners Will Be Next in Bitcoin Crackdown
Gizmodo.com

Many in the crypto world have been pleased with Trump's friendly treatment. Others still think the government is out to get them. more…

OpenAI, Anthropic, and Others Create Foundation for Standardizing AI Agents
Gizmodo.com

Microsoft, AWS, and Saleforce are also supporting the initiative. more…

Uber Will Now Let Advertisers Target You Based on Your Movement and Delivery Data
Gizmodo.com

I know what you're thinking: "They weren't already doing this?" more…

Blue Origin’s Next Mission Is Helping Redefine Who Gets to Go to Space
Gizmodo.com

Should the mission proceed as planned, it will mark a major step forward for accessibility in spaceflight—sending the first wheelchair user beyond Earth. more…

SpaceX Hypes 2026 IPO With Predictable Ingredient: AI in Orbit
Gizmodo.com

Elon Musk is building Skynet, from the movie Don't Build Skynet. more…

You’re Going to Need a Bigger Wallet to Afford These Rare ‘Jaws’ Props
Gizmodo.com

Two sought-after items that are not in the Academy Museum's huge exhibit paying tribute to the Spielberg classic are going up for auction. more…

Opera Wants $20 a Month for Its New AI Browser. You Probably Shouldn’t Pay It.
Gizmodo.com

It is just way too early to hand over the keys to the kingdom. more…

Tanning Beds Are Giving Us Skin Cancer Where the Sun Doesn’t Shine
Gizmodo.com

New research highlights the unique dangers of the UV radiation provided by tanning beds. more…

Samsung, Apple, and Google Phones Are Practically Free as Mint Mobile Extends Its Black Friday Promo Longer Than Planned
Gizmodo.com

Switch to Mint Mobile's unlimited talk and text and high-speed data for just $15 per month and add one of these great phones at incredible prices, now through Dec. 31. more…

Our Favorite Hobby-Friendly Gifts for Science Geeks and Gamers
Gizmodo.com

These science-themed gifts mix brains and fun. more…

Trump signs order to block states from enforcing own AI rules
BBC News

California's governor Gavin Newsom issued a strongly-worded statement in response to the executive order. more…

Russia poses acute threat, new MI6 chief to warn
BBC News

Blaise Metreweli will say the threat is posed by "an aggressive, expansionist and revisionist Russia". more…

OpenAI makes deal to bring Disney characters to ChatGPT and Sora
BBC News

The agreement will let fans generate videos and images of more than 200 Disney characters. more…

Italian cooking awarded Unesco cultural heritage status
BBC News

An Eyptian snack, Icelandic pool culture, Cuban music and Albanian lahuta music also get recognition. more…

Train timetable revamp takes effect with more services promised
BBC News

Rail operators promise more services across the network and faster journeys on some routes. more…

Their diamond-rich land in South Africa was taken. Now they want it back
BBC News

A two-decade old legal judgement should mean they are benefitting but they say they remain poor. more…

Google asks UK experts to find uses for its powerful quantum tech
BBC News

UK researchers will get a chance to develop applications for the tech giant's quantum processor. more…

Disney invests $1 billion in OpenAI to put Mickey Mouse inside your text prompts
Android Central

Disney has invested $1 billion in OpenAI to let you generate official Marvel and Star Wars clips in Sora by 2026. more…

I went hands-on with the Galaxy Z TriFold at Dubai Mall — Samsung's tri-fold has a distinct advantage over the Huawei Mate XT, and the design is much better than I expected
Android Central

It costs an absurd amount of money, but the Galaxy Z TriFold isn't just a tech demo — this is a tablet-sized foldable you can actually use. more…

Trump Signs AI Executive Order Blocking State Regulations
CNET

The executive order establishes a federal task force charged with the job of going after state AI laws. more…

Australia Bans Social Media for Kids Under 16. Which Sites Are Blocked?
CNET

The new Australian law restricts some social media platforms, but other services and AI chatbots are exempt. more…

It’s Open Enrollment Season. Don’t Be a Target of These Health Care Scams
CNET

The urgency and confusion of health care enrollment make it prime time for fraudsters. Experts share how to protect yourself from these common scams. more…

Ukraine's special-ops buggies are fast — but dodging drones is a dangerous gamble
Business Insider

Ukrainian special operators described to Business Insider how they came under Russian fire driving buggies near the front lines. more…

OpenAI Launches GPT-5.2 for ChatGPT Users a Week After Declaring 'Code Red'
MacRumors

Just a month after introducing GPT 5.1, OpenAI introduced GPT-5.2, the next-generation model that will power its popular chatbot. GPT-5.2 is OpenAI's "most capable model series yet for professional knowledge work." GPT-5.2 is designed to help people get … more…

Congress calls for a crackdown on companies charging disabled vets millions
NPR

Congress is calling for action in response to reporting last week from NPR that "claim shark" companies are using aggressive tactics to make millions off of veterans, despite warnings from VA's that it may be illegal. more…

With federal relief on the horizon, Black farmers worry it won't come soon enough
NPR

At the National Black Growers Council meeting in New Orleans, Black farmers respond to the $12 billion in tariff relief announced by the Trump administration and outline challenges farms are facing. more…

Ukraine's last eastern strongholds hang on as Russia fights to take Donbas
NPR

Russia is pushing to take over all of eastern Ukraine's Donbas region, where one resident tells NPR that she feels her "life depends on how our guys at the front hold on." more…

Podcast Industry Under Siege as AI Bots Flood Airways with Thousands of Programs
Slashdot.org

An anonymous reader shared this report from the Los Angeles Times: Popular podcast host Steven Bartlett has used an AI clone to launch a new kind of content aimed at the 13 million followers of his podcast "Diary of a CEO." On YouTube, his clone narrates "… more…

Major Automakers Say China Poses 'Clear and Present Threat' To US Auto Industry
Slashdot.org

Major automakers have urged Washington to prevent Chinese government-backed automakers and battery manufacturers from opening U.S. manufacturing plants, warning the industry's future is at stake. From a report: The Alliance for Automotive Innovation, which re… more…

Bill Gates' Daughter Secures $30 Million For AI App Built In Stanford Dorm
Slashdot.org

Phoebe Gates, Bill Gates' youngest daughter, has raised $30 million for the AI shopping app she built in her Stanford dorm room with classmate Sophia Kianni. The app is called Phia and is pitched as a way to simplify price comparison and secondhand shopping. … more…

New Kindle Feature Uses AI To Answer Questions About Books - And Authors Can't Opt Out
Slashdot.org

An anonymous reader shares a report: Amazon has quietly added a new AI feature to its Kindle iOS app -- a feature that "lets you ask questions about the book you're reading and receive spoiler-free answers," according to an Amazon announcement. The company … more…

Germany Covers Nearly 56 Percent of 2025 Electricity Use With Renewables
Slashdot.org

Longtime Slashdot reader AmiMoJo shares a report from Clean Energy Wire: Renewable energy sources covered nearly 56 percent of Germany's gross electricity consumption in 2025, according to preliminary figures by energy industry group BDEW and research institu… more…

Time Magazine's 'Person of the Year': the Architects of AI
Slashdot.org

Time magazine used its 98th annual "Person of the Year" cover to "recognize a force that has dominated the year's headlines, for better or for worse. For delivering the age of thinking machines, for wowing and worrying humanity, for transforming the present a… more…

Democrats Warn Their Party May Try To Unravel Any Paramount-Warner Bros. Discovery Deal
Slashdot.org

As the battle over Warner Bros. Discovery grows, two Democratic lawmakers are warning that their party may try to block or unravel any acquisition by Paramount when it returns to power. Semafor: In a letter to the WBD board and Treasury Secretary Scott Bessen… more…

America Adds 11.7 GW of New Solar Capacity in Q3 - Third Largest Quarter on Record
Slashdot.org

America's solar industry "just delivered another huge quarter," reports Electrek, "installing 11.7 gigawatts (GW) of new capacity in Q3 2025. That makes it the third-largest quarter on record and pushes total solar additions this year past 30 GW..." Accordi… more…

Qualcomm Acquires RISC-V Chip Designer Ventana Micro Systems
Slashdot.org

Qualcomm has acquired RISC-V startup Ventana to strengthen its CPU ambitions beyond mobile, "reinforcing its commitment and leadership in the development of the RISC-V standard and ecosystem," the company said in a press release. CRN Magazine reports: The San… more…

Are Warnings of Superintelligence 'Inevitability' Masking a Grab for Power?
Slashdot.org

Superintelligence has become "a quasi-political forecast" with "very little to do with any scientific consensus, emerging instead from particular corridors of power." That's the warning from James O'Sullivan, a lecturer in digital humanities from University C… more…

Why the music industry is changing its tune on AI
Business Insider

Your 2026 Spotify wrapped may include a shocking amount of 'robot rock.' more…

Robotics industry insider says the future is one soldier backed by AI controlling swarms of drones
Business Insider

Pilots being able to control many drones is "kind of a prerequisite" for "the total drone warfare that is coming to all of us," Ark Robotics told BI. more…

I asked Rivian execs why an adventure-brand EV needs AI and self-driving. To them, they're logical next steps.
Business Insider

Rivian executives said AI and autonomy not only makes sense for their company, but also reflects the direction of the entire auto industry. more…

Anthropic researchers say the industry should stop building tons of AI agents — the real breakthrough is something simpler
Business Insider

Anthropic researchers say the industry doesn't need more AI agents, but rather "skills" that equip agents with expertise and reusable workflows. more…

Uber CEO says robotaxis are a 'trillion-dollar-plus' business — and one market will drive the boom
Business Insider

Uber CEO Dara Khosrowshahi says robotaxis are a "trillion-dollar-plus" business and he expects Asia to drive the wave of autonomous expansion. more…

Behind a $3.2 billion heads fund's closure: How rivals are circling talent and its prized risk system
Business Insider

Many of Eisler's portfolio managers have already found homes at onetime rival funds. more…

Kalshi's CEO compared his company's 'net positive' rivalry with Polymarket to Tom Brady and Eli Manning
Business Insider

Tarek Mansour explained how prediction market rival Polymarket has encouraged his company to work harder. more…

Read the letter Netflix's co-CEOs sent staffers to reassure them about its bid to buy Warner Bros.
Business Insider

Netflix laid out the rationale for acquiring Warner Bros, saying the deal is: "pro-consumer, pro-innovation, pro-worker, pro-creator, and pro-growth." more…

The year coding changed forever
Business Insider

Optimism, laziness, and magical thinking: The year vibe coding took over tech. more…

What Hollywood's real-life drama means for you
Business Insider

The real story of the fight for Warner Bros. Discovery is viewers shifting from studios to tech platforms, impacting how and what you watch. more…

Goldman Sachs exec says banker talent 'competition remains intense' as Wall Street battles for dealmakers amid M&A cycle
Business Insider

Goldman CFO Denis Coleman says a hot M&A pipeline is fueling fierce competition for talent as Wall Street heads into 2026. more…

The Navy says AI cut a 160-hour submarine-planning job down to just 10 minutes — now it's investing $448 million to go bigger
Business Insider

The Navy is investing almost half a billion dollars in Palantir artificial intelligence software that promises to speed up shipbuilding processes. more…

Rivian's CEO said there's a 'shocking lack of choice' for EV buyers in the US
Business Insider

Rivian CEO RJ Scaringe said EV adoption in the US was hampered by a "shocking lack of choice," compared to Europe or China. more…

A hostile streaming showdown for the future of Hollywood
Business Insider

Netflix's acquisition of Warner Bros. hit a major roadblock in the form of Paramount Skydance. Here's how the offers from both companies compare. more…

Harvey's CEO says the $1 trillion legal market is too big for any one player — even the $8 billion startup — to dominate
Business Insider

Even with an $8 billion valuation, Harvey's CEO says no company will dominate the $1 trillion legal market. more…

The startup taking direct aim at Nvidia's AI iron grip
Business Insider

Chris Lattner helped build the software behind Google TPUs. Now he's coming after Nvidia. more…

How a lesser-known Swedish private equity giant plans to win over US retail investors
Business Insider

EQT has grown to become one of the largest private-equity investors, but its not a household name in the US. Peter Aliprantis is working to change that. more…

Harvey CEO shares his advice to young lawyers — and those considering pivoting into legal tech
Business Insider

Harvey CEO Winston Weinberg said AI won't changes what it makes an incredible lawyer. more…

Dealmaking in the AI age is tricky
Business Insider

Five months after Meta's $14 billion investment into Scale AI, the once-buzzy startup is facing turmoil. more…

Rivian's CEO said self-driving cars shouldn't just be able to drive, but also run errands for you like a secretary
Business Insider

CEO RJ Scaringe said he wants his AI-powered cars to be able to coordinate their own servicing, so their owners don't have to. more…

Instead of applying for jobs, this AWS exec writes proposals for new roles she wants to create
Business Insider

AWS executive Sarah Cooper has invented her own roles at the giant using Amazon's 6-page proposal and PR/FAQ frameworks. more…

Why the fate of HBO depends on how little CNN is worth
Business Insider

Paramount's David Ellison wants to buy all of WBD, including its cable networks. How much they're worth is a big part of his fight vs. Netflix. more…

Pay cuts, poaching, and pivoting: Inside Scale AI after Meta
Business Insider

Five months after Meta's $14 billion deal, Scale AI has lost some of its gleam, with workers sniping about pay, and rivals coming for its clientele. more…

How CEO Winnie Park is reshaping Five Below into 'Costco for kids'
Business Insider

Five Below's decision to appoint relatively little-known retail executive Winnie Park as CEO last year is looking like a brilliant move. more…

Meet the young founders who have raised millions for their startups
Business Insider

In this Sunday edition of Business Insider Today, we're talking about the founders under 27 who are starting their own tech companies. more…

Accenture struck a deal with Anthropic, 8 days after saying it would partner with OpenAI
Business Insider

Accenture and Anthropic are the latest firms to partner as corporations rush to use AI tools to serve both staff and clients. more…

Figure AI CEO says over 170,000 people have applied to his robot company in the last 3 years. He hired fewer than 500.
Business Insider

Figure AI CEO Brett Adcock said on X that his company reviewed 176,000 resumes but most of them were "slop." Less than 450 people were hired, he said. more…

Cheap coffee is winning in grocery aisles — except when shoppers want Starbucks
Business Insider

An InMarket report found that, though consumers favor store brand coffee as prices continue to rise, Starbucks products remain their top choice. more…

Starlink traffic doubles as Elon Musk's SpaceX eyes $1.5 trillion public listing
Business Insider

Global web traffic from SpaceX's satellite-based internet service more than doubled in 2025, according to Cloudflare's annual year in review report. more…

Hollywood post-production firm tied to Al Pacino project files for Chapter 11 after parent company touted $1B financing
Business Insider

Gold Tree Studios filed for Chapter 11, months after its parent company announced a $1 billion financing deal intended to grow the studio. more…

David Ellison told Warner Bros. shareholders it's 'not too late' to switch teams from Netflix to Paramount
Business Insider

Paramount's CEO urged shareholders to tender their shares and slammed WBD for an "opaque sales process" that gave Netflix preferential treatment. more…

Trump's plan to limit student loans for nurses in his repayment overhaul is facing bipartisan backlash
Business Insider

Over 140 bipartisan lawmakers wrote to oppose the Education Department's plan to place new student-loan limits on nursing programs. more…

Rivian's autonomy chief says lidar is 'very affordable' and a 'no-brainer' decision
Business Insider

Rivian's autonomy chief James Philbin told Business Insider that the cost of lidar, a sensor that can be found in robotaxis, is no longer expensive. more…

Wins, setbacks, and rivalries: Inside Cindy Rose's first 100 days as CEO of ad giant WPP
Business Insider

Cindy Rose faces mounting pressure to stabilize ad agency titan WPP. So far in her tenure, wins have been dampened by bad news. more…

Here are 4 ways Rivian just stepped deeper into Tesla's turf
Business Insider

Rivian revealed ambitious plans for fully autonomous driving, featuring an in-house chip, an in-car AI assistant, and a Tesla-like subscription model. more…

Blackstone, Apollo, and Blue Owl are all in on data center bets — but there's one thing making them wary
Business Insider

AI bubble be damned, the data center bet still looks great according to the top private markets investors. Just be careful who you're leasing to. more…

Interceptor drones are taking over in Ukraine, but soldiers are still using machine guns to battle Russian threats
Business Insider

The drones are still in limited supply and are not always the ideal interception method, Ukrainian soldiers and an official told Business Insider. more…

Disney employees describe its internal AI strategy, from 'DisneyGPT' to a new 'Jarvis' tool in the works
Business Insider

Disney staffers spoke about the company's OpenAI deal and AI strategy, including AI tools they are using and one in development codenamed "Jarvis." more…

Paramount's $108 billion bid for Warner Bros. Discovery is big — but not the biggest-ever hostile takeover attempted
Business Insider

In seeking to buy Warner Brothers for $108 billion, Paramount is making one of the top ten largest hostile takeover bids in history. more…

James Dyson doesn't drive his scrapped EV prototype anymore — but there is one failed Dyson product he still uses
Business Insider

While a lot can be learned from failure, inventor James Dyson says his EV project didn't result in any key learnings. But it did bring in talent. more…

US Navy secretary hopes new Friday office hours can prevent another frigate fiasco
Business Insider

The office hours are part of Secretary Phelan's plan to avoid the problems that led to the cancellation of the Constellation-class frigate. more…

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First Trust Emerging Markets Equity Select ETF
First Trust Emerging Markets Local Currency Bond ETF
First Trust Enhanced Short Maturity ETF
First Trust Eurozone AlphaDEX ETF
First Trust Global Tactical Commodity Strategy Fund
First Trust Hedged BuyWrite Income ETF
First Trust High Yield Long/Short ETF
First Trust Hong Kong AlphaDEX Fund
First Trust International IPO ETF
First Trust International Multi-Asset Diversified Income Index
First Trust Large Cap US Equity Select ETF
First Trust Low Duration Opportunities ETF
First Trust Managed Municipal ETF
First Trust Mid Cap US Equity Select ETF
First Trust Municipal CEF Income Opportunity ETF
First Trust Municipal High Income ETF
First Trust Nasdaq Bank ETF
First Trust NASDAQ Cybersecurity ETF
First Trust Nasdaq Food & Beverage ETF
First Trust Nasdaq Oil & Gas ETF
First Trust Nasdaq Pharmaceuticals ETF
First Trust Nasdaq Retail ETF
First Trust Nasdaq Semiconductor ETF
First Trust Nasdaq Transportation ETF
First Trust RBA American Industrial Renaissance ETF
First Trust RBA Quality Income ETF
First Trust Rising Dividend Achievers ETF
First Trust RiverFront Dynamic Asia Pacific ETF
First Trust RiverFront Dynamic Developed International ETF
First Trust RiverFront Dynamic Emerging Markets ETF
First Trust RiverFront Dynamic Europe ETF
First Trust Senior Loan Fund ETF
First Trust Small Cap US Equity Select ETF
First Trust SMID Cap Rising Dividend Achievers ETF
First Trust SSI Strategic Convertible Securities ETF
First Trust Strategic Income ETF
First Trust Taiwan AlphaDEX Fund
First Trust TCW Opportunistic Fixed Income ETF
First Trust US Equity Dividend Select ETF
Firsthand Technology Value Fund, Inc.
FlexShares Credit-Scored US Corporate Bond Index Fund
FlexShares Credit-Scored US Long Corporate Bond Index Fund
FlexShares Disciplined Duration MBS Index Fund
FlexShares Real Assets Allocation Index Fund
FlexShares STOXX Global ESG Impact Index Fund
FlexShares STOXX US ESG Impact Index Fund
FlexShares US Quality Large Cap Index Fund
FNB Bancorp
Fogo de Chao, Inc.
ForeScout Technologies, Inc.
Fortress Biotech, Inc.
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Foundation Medicine, Inc.
Frontier Communications Corporation
Funko, Inc.
Gabelli NextShares Trust
Gabelli NextShares Trust
Garrison Capital Inc.
General Communication, Inc.
General Finance Corporation
General Finance Corporation
Gladstone Capital Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Land Corporation
Global Indemnity Limited
Global Indemnity Limited
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global X Conscious Companies ETF
Global X FinTech ETF
Global X Health & Wellness Thematic ETF
Global X Internet of Things ETF
Global X Longevity Thematic ETF
Global X Millennials Thematic ETF
Global X MSCI SuperDividend EAFE ETF
Global X Robotics & Artificial Intelligence ETF
Global X S&P 500 Catholic Values ETF
Global X SuperDividend Alternatives ETF
Global X SuperDividend REIT ETF
Global X Yieldco Index ETF
Golar LNG Partners LP
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Government Properties Income Trust
Great Elm Capital Corp.
GTY Technology Holdings, Inc.
GTY Technology Holdings, Inc.
Hancock Holding Company
Hancock Holding Company
Hancock Jaffe Laboratories, Inc.
Hardinge Inc.
Harvest Capital Credit Corporation
Harvest Capital Credit Corporation
Hawaiian Telcom Holdco, Inc.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Hexindai Inc.
Horizon Technology Finance Corporation
Horizons DAX Germany ETF
Horizons NASDAQ-100 Covered Call ETF
Hostess Brands, Inc.
Hovnanian Enterprises Inc
Hunter Maritime Acquisition Corp.
Hunter Maritime Acquisition Corp.
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
I-AM Capital Acquisition Company
I-AM Capital Acquisition Company
IBERIABANK Corporation
IBERIABANK Corporation
iClick Interactive Asia Group Limited
Ignyta, Inc.
ILG, Inc
Immune Pharmaceuticals Inc.
Immuron Limited
Impax Laboratories, Inc.
Industrea Acquisition Corp.
Industrea Acquisition Corp.
Industrial Logistics Properties Trust
Infinity Property and Casualty Corporation
InflaRx N.V.
InfoSonics Corp
Interactive Brokers Group, Inc.
Invuity, Inc.
IQ Chaikin U.S. Large Cap ETF
IQ Chaikin U.S. Small Cap ETF
Iridium Communications Inc
iSectors Post-MPT Growth ETF
iShares 0-5 Year Investment Grade Corporate Bond ETF
iShares Commodities Select Strategy ETF
iShares Core Total USD Bond Market ETF
iShares Currency Hedged MSCI Germany ETF
iShares ESG 1-5 Year USD Corporate Bond ETF
iShares ESG USD Corporate Bond ETF
iShares Exponential Technologies ETF
iShares Fallen Angels USD Bond ETF
iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
iShares MSCI EAFE ESG Optimized ETF
iShares MSCI EM ESG Optimized ETF
iShares MSCI Emerging Markets ex China ETF
iShares MSCI Global Gold Miners ETF
iShares MSCI Global Impact ETF
iShares MSCI Qatar ETF
iShares MSCI UAE ETF
iShares MSCI USA ESG Optimized ETF
iShares Russell 1000 Pure U.S. Revenue ETF
ITUS Corporation
Ivy NextShares
Ivy NextShares
Ivy NextShares
JA Solar Holdings, Co., Ltd.
Jacksonville Bancorp Inc.
Jamba, Inc.
Janus Henderson SG Global Quality Income ETF
Janus Henderson Small Cap Growth Alpha ETF
Janus Henderson Small/Mid Cap Growth Alpha ETF
Jason Industries, Inc.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
JM Global Holding Company
JM Global Holding Company
JM Global Holding Company
Juniper Pharmaceuticals, Inc.
Juno Therapeutics, Inc.
Kayne Anderson Acquisition Corp.
Kayne Anderson Acquisition Corp.
KBL Merger Corp. IV
KBL Merger Corp. IV
KBL Merger Corp. IV
KCAP Financial, Inc.
Key Technology, Inc.
Kingtone Wirelessinfo Solution Holding Ltd
Kitov Pharmaceuticals Holdings Ltd.
KLX Inc.
KraneShares Trust KraneShares CSI China Internet ETF
Landcadia Holdings, Inc.
Landcadia Holdings, Inc.
Landmark Infrastructure Partners LP
Landmark Infrastructure Partners LP
Layne Christensen Company
Leading Brands Inc
Legacy Reserves LP
Legacy Reserves LP
Legg Mason Developed EX-US Diversified Core ETF
Legg Mason Emerging Markets Diversified Core ETF
Legg Mason Global Infrastructure ETF
Legg Mason Low Volatility High Dividend ETF
Legg Mason Small-Cap Quality Value ETF
Legg Mason US Diversified Core ETF
Leisure Acquisition Corp.
Leisure Acquisition Corp.
Leisure Acquisition Corp.
LexinFintech Holdings Ltd.
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Latin America Ltd.
Liberty Latin America Ltd.
Liberty Tax, Inc.
Lindblad Expeditions Holdings Inc.
LiNiu Technology Group
LM Funding America, Inc.
Loncar Cancer Immunotherapy ETF
Long Blockchain Corp.
LongFin Corp
Luther Burbank Corporation
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M III Acquisition Corp.
M III Acquisition Corp.
M III Acquisition Corp.
MabVax Therapeutics Holdings, Inc.
MainSource Financial Group, Inc.
Matlin & Partners Acquisition Corporation
Matlin & Partners Acquisition Corporation
Mattersight Corporation
MB Financial Inc.
MB Financial Inc.
Medallion Financial Corp.
Medical Transcription Billing, Corp.
Meridian Bank
Meridian Waste Solutions, Inc
Meridian Waste Solutions, Inc
Micronet Enertec Technologies, Inc.
Microsemi Corporation
Mitcham Industries, Inc.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
ModusLink Global Solutions, Inc
Monster Digital, Inc.
Monster Digital, Inc.
Motif Bio plc
MTGE Investment Corp.
MTGE Investment Corp.
MYnd Analytics, Inc.
National Energy Services Reunited Corp.
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National Holdings Corporation
National Research Corporation
National Research Corporation
Navient Corporation
Nebula Acquisition Corporation
Netlist, Inc.
NeuroMetrix, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
Newmark Group, Inc.
Newtek Business Services Corp.
Newtek Business Services Corp.
Nexeo Solutions, Inc.
Nexeo Solutions, Inc.
NextDecade Corporation
Northern Trust Corporation
Nuveen NASDAQ 100 Dynamic Overwrite Fund
NXT-ID Inc.
Oaktree Specialty Lending Corporation
Oaktree Strategic Income Corporation
Odonate Therapeutics, Inc.
Old Second Bancorp, Inc.
Ominto, Inc.
Oncobiologics, Inc.
Oncobiologics, Inc.
Onconova Therapeutics, Inc.
OpGen, Inc.
Orexigen Therapeutics, Inc.
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Oxbridge Re Holdings Limited
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Paragon Commercial Corporation
ParkerVision, Inc.
PAVmed Inc.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
People's United Financial, Inc.
Perry Ellis International Inc.
PhaseRx, Inc.
Pinnacle Entertainment, Inc.
Platinum Eagle Acquisition Corp.
PolarityTE, Inc.
Popular, Inc.
Popular, Inc.
Porter Bancorp, Inc.
PowerShares DWA Momentum & Low Volatility Rotation Portfolio
PowerShares DWA SmallCap Momentum Portfolio
PowerShares DWA Tactical Multi-Asset Income Portfolio
PowerShares DWA Tactical Sector Rotation Portfolio
PowerShares FTSE International Low Beta Equal Weight Portfolio
PowerShares International BuyBack Achievers Portfolio
PowerShares KBW Bank Portfolio
PowerShares LadderRite 0-5 Year Corporate Bond Portfolio
PowerShares Multi-Strategy Alternative Portfolio
PowerShares Optimum Yield Diversified Commodity Strategy No K-
PowerShares Russell 1000 Low Beta Equal Weight Portfolio
PowerShares Variable Rate Investment Grade Portfolio
Principal Contrarian Value Index ETF
Principal Healthcare Innovators Index ETF
Principal International Multi-Factor Index ETF
Principal Millennials Index ETF
Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF
Principal Sustainable Momentum Index ETF
Principal U.S. Mega-Cap Multi-Factor Index ETF
Principal U.S. Small-Cap Multi-Factor Index ETF
ProShares Equities for Rising Rates ETF
Proshares UltraPro Nasdaq Biotechnology
ProShares UltraPro Short NASDAQ Biotechnology
pSivida Corp.
Quality Systems, Inc.
Quanterix Corporation
Reality Shares Nasdaq NextGen Economy ETF
Reis, Inc
Repros Therapeutics Inc.
ReTo Eco-Solutions, Inc.
Rex Energy Corporation
RiceBran Technologies
RLJ Entertainment, Inc.
RMG Networks Holding Corporation
ROBO Global Robotics and Automation Index ETF
Rosehill Resources Inc.
Rosehill Resources Inc.
Rosetta Genomics Ltd.
RPX Corporation
RXi Pharmaceuticals Corporation
Saban Capital Acquisition Corp.
Saban Capital Acquisition Corp.
Sabra Health Care REIT, Inc.
Sanofi
SB Financial Group, Inc.
scPharmaceuticals Inc.
Seanergy Maritime Holdings Corp
Sears Holdings Corporation
Sears Holdings Corporation
Second Sight Medical Products, Inc.
Senior Housing Properties Trust
Senior Housing Properties Trust
Sensus Healthcare, Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sigma Designs, Inc.
Sigma Labs, Inc.
Siliconware Precision Industries Company, Ltd.
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Skyline Medical Inc.
SLM Corporation
Snyder's-Lance, Inc.
Soleno Therapeutics, Inc.
Soligenix, Inc.
Sonoma Pharmaceuticals, Inc.
Sotherly Hotels Inc.
Sotherly Hotels Inc.
Spark Energy, Inc.
SPDR Dorsey Wright Fixed Income Allocation ETF
Spero Therapeutics, Inc.
Sprott Focus Trust, Inc.
Stanley Furniture Company, Inc.
Star Bulk Carriers Corp.
Star Bulk Carriers Corp.
SteadyMed Ltd.
Stellar Acquisition III Inc.
Stellar Acquisition III Inc.
Stericycle, Inc.
Sterling Bancorp, Inc.
Stitch Fix, Inc.
StoneCastle Financial Corp
Strategy Shares Nasdaq 7HANDL Index ETF
Student Transportation Inc
Sucampo Pharmaceuticals, Inc.
Sun Bancorp, Inc.
Super Micro Computer, Inc.
Syntel, Inc.
TapImmune Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
The Carlyle Group L.P.
The Finish Line, Inc.
The Herzfeld Caribbean Basin Fund, Inc.
The Long-Term Care ETF
The Obesity ETF
The Organics ETF
The Simply Good Foods Company
TICC Capital Corp.
TICC Capital Corp.
TiGenix
Till Capital Ltd.
Tintri, Inc.
TOR Minerals International Inc
TORM plc
TravelCenters of America LLC
TravelCenters of America LLC
TravelCenters of America LLC
tronc, Inc.
United Community Bancorp
USA Technologies, Inc.
Validea Market Legends ETF
VanEck Vectors Generic Drugs ETF
Vanguard Emerging Markets Government Bond ETF
Vanguard International Dividend Appreciation ETF
Vanguard International High Dividend Yield ETF
Vanguard Total Corporate Bond ETF
Vanguard Total International Bond ETF
Vantage Energy Acquisition Corp.
Vantage Energy Acquisition Corp.
VASCO Data Security International, Inc.
VelocityShares 3x Inverse Gold ETN
VelocityShares 3x Inverse Silver ETN
VelocityShares 3x Long Gold ETN
VelocityShares 3x Long Silver ETN
VelocityShares Daily 2x VIX Medium-Term ETN
VelocityShares Daily 2x VIX Short-Term ETN
VelocityShares Daily Inverse VIX Short-Term ETN
VelocityShares VIX Short-Term ETN
Versartis, Inc.
VictoryShares Developed Enhanced Volatility Wtd ETF
VictoryShares Dividend Accelerator ETF
VictoryShares Emerging Market High Div Volatility Wtd ETF
VictoryShares Emerging Market Volatility Wtd ETF
VictoryShares International High Div Volatility Wtd ETF
VictoryShares International Volatility Wtd ETF
VictoryShares US 500 Enhanced Volatility Wtd ETF
VictoryShares US 500 Volatility Wtd ETF
VictoryShares US Discovery Enhanced Volatility Wtd ETF
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
VictoryShares US Large Cap High Div Volatility Wtd ETF
VictoryShares US Multi-Factor Minimum Volatility ETF
VictoryShares US Small Cap High Div Volatility Wtd ETF
VictoryShares US Small Cap Volatility Wtd ETF
Vident Core U.S. Bond Strategy Fund
Vident Core US Equity ETF
Vident International Equity Fund
Videocon d2h Limited
Viking Therapeutics, Inc.
Virtus Investment Partners, Inc.
Virtus LifeSci Biotech Clinical Trials ETF
Virtus LifeSci Biotech Products ETF
Washington Federal, Inc.
WeatherStorm Forensic Accounting Long Short ETF
Web.com Group, Inc.
Westmoreland Coal Company
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
WhiteHorse Finance, Inc.
Willamette Valley Vineyards, Inc.
WillScot Corporation
Wintrust Financial Corporation
Wintrust Financial Corporation
WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond F
WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund
WisdomTree Emerging Markets Consumer Growth Fund
WisdomTree Emerging Markets Quality Dividend Growth Fund
WisdomTree Germany Hedged Equity Fund
WisdomTree Interest Rate Hedged High Yield Bond Fund
WisdomTree Japan Hedged SmallCap Equity Fund
WisdomTree Negative Duration High Yield Bond Fund
WisdomTree U.S. Quality Dividend Growth Fund
WisdomTree U.S. SmallCap Quality Dividend Growth Fund
WisdomTree United Kingdom Hedged Equity Fund
WMIH Corp.
WPCS International Incorporated
Wright Medical Group N.V.
Xcerra Corporation
XG Technology, Inc
X-Links Crude Oil Shares Covered Call ETN
X-Links Gold Shares Covered Call ETN
X-Links Silver Shares Covered Call ETN
Xplore Technologies Corp
Yangtze River Development Limited
ZAIS Group Holdings, Inc.
Zion Oil & Gas Inc
Zions Bancorporation
Zions Bancorporation
Anhui Conch Cement
Alliance One International, Inc. (AOI)
Ply Gem Holdings, Inc. (PGEM)
Erin Energy Corp. (ERN)
U.S. Geothermal Inc. (HTM)
Validus Holdings, Ltd. (VR)
Morgan Stanley Income Securities Fund: (ICB)
Terra Nitrogen Company, L.P. (TNH)
DST Systems, Inc. (DST)
Regal Entertainment Group (RGC)
CGG (CGG)
Xerium Technologies, Inc. (XRM)
OCI Partners LP (OCIP)
Deutsche Lufthansa AG
Millicom International Cellular SA (MIICF)
Mulesoft Inc. (MULE)
Statoil ASA (STO)
Mitsubishi UFJ Financial Group, Inc. (MTU)
Nexa Resources S.A. (NEXA)
Angang Steel Co. (ANGGY)
Calpine Corporation (CPN)
Valeant Pharmaceuticals International, Inc. (VRX)
Straight Path Communications Inc. (STRP)
General Cable Corporation (BGC)
PHH Corp (PHH)
Calgon Carbon Corporation (CCC)
NTT DOCOMO, Inc (DCM)
Quality Care Properties Inc. (QCP)
BIOXCEL THERA (BTAI)
Advantage Oil & Gas Ltd
Aberdeen Emerging Markets Company Oppotunities Fund Inc.
Aberdeen Income Credit Strategies Fund
AllianzGI Diversified Income & Convertible Fund of Beneficial Interest
ADT Inc.
Adams Diversified Equity Fund Inc.
AllianceBernstein National Municipal Income Fund Inc
Apollo Senior Floating Rate Fund Inc.
Advent Claymore Convertible Securities and Income Fund of Beneficial Interest
Alpine Global Dynamic Dividend Fund Shares of Beneficial Interest
PlayAGS Inc.
Ashford Hospitality Prime Inc.
Apollo Tactical Income Fund Inc.
Alliance California Municipal Income Fund Inc
American Lorain Corporation
Alpine Total Dynamic Dividend Fund
Asia Pacific Fund Inc. (The)
Morgan Stanley Asia-Pacific Fund Inc.
Evoqua Water Technologies Corp.
Ares Dynamic Credit Allocation Fund Inc.
ARMO BioSciences Inc.
ASA Gold and Precious Metals Limited
Liberty All-Star Growth Fund Inc.
Advent Claymore Convertible Securities and Income Fund
Avaya Holdings Corp.
Alliancebernstein Global High Income Fund
Alpine Global Premier Properties Fund of Beneficial Interest
BlackRock Municipal Income Investment Quality Trust
BlackRock Municipal Income Investment Trust
Bill Barrett Corporation
Blackrock Municipal Bond Trust
BlackRock Taxable Municipal Bond Trust of Beneficial Interest
Bancroft Fund Ltd.
BlackRock Resources of Beneficial Interest
Blackrock Enhanced Equity Dividend Trust
BlackRock Municipal Income Trust
Blackrock Florida Municipal 2020 Term Trust
Biofrontera AG
BlackRock New York Municipal Income Trust II
BlackRock California Municipal Income Trust
Blackstone / GSO Strategic Credit Fund
Barings Global Short Duration High Yield Fund of Beneficial Interests
BlackRock 2022 Global Income Opportunity Trust of Beneficial Interest
BlackRock Energy and Resources Trust
BlackRock Floating Rate Income Trust
Blackstone GSO Long Short Credit Income Fund
Blackrock Enhanced International Dividend Trust
Blackrock Core Bond Trust
BlackRock Virginia Municipal Bond Trust
Boulder Growth & Income Fund Inc.
BlackRock Multi-Sector Income Trust of Beneficial Interest
Blackrock California Municipal 2018 Term Trust
Blackrock Municipal 2020 Term Trust
BlackRock Investment Quality Municipal Trust Inc. (The)
BlackRock Income Trust Inc. (The)
BlackRock Municipal Income Trust II
Blackrock New York Municipal 2018 Term Trust
Blackrock New Jersey Municipal Bond Trust
Blackrock Limited Duration Income Trust
Blackrock Health Sciences Trust
BlackRock New Jersey Municipal Income Trust
BlackRock New York Municipal Income Trust
Blackrock Enhanced Global Dividend Trust of Beneficial Interest
Blackrock Municipal 2018 Term Trust
Blackrock New York Municipal Bond Trust of Beneficial Interest
BlackRock Strategic Municipal Trust Inc. (The)
Blackrock New York Municipal Income Quality Trust of Beneficial Interest
Blackstone GSO Senior Floating Rate Term Fund of Beneficial Interest
BlackRock Science and Technology Trust of Beneficial Interest
BlackRock Long-Term Municipal Advantage Trust of Beneficial Interest
John Hancock Financial Opportunities Fund
BlackRock Municipal 2030 Target Term Trust
BlackRock Credit Allocation Income Trust
BlackRock Utility Infrastructure & Power Opportunities Trust
Bridgewater Bancshares Inc.
BrandywineGLOBAL Global Income Opportunities Fund Inc.
Boardwalk Pipeline Partners LP
Bluegreen Vacations Corporation
Nuveen S&P 500 Buy-Write Income Fund of Beneficial Interest
Blackrock Municipal Income Quality Trust of Beneficial Interest
BlackRock Maryland Municipal Bond Trust of beneficial interest
Corporacion America Airports SA
Morgan Stanley China A Share Fund Inc.
ClearBridge American Energy MLP Fund Inc.
AllianzGI Convertible & Income 2024 Target Term Fund of Beneficial Interest
Chicago Bridge & Iron Company N.V.
MFS California Municipal Fund of Beneficial Interest
Corporate Capital Trust Inc.
Cardlytics Inc.
The Central and Eastern Europe Fund Inc. (The)
Sprott Physical Gold and Silver Trust Units
CONSOL Energy Inc.
ClearBridge Energy MLP Fund Inc.
Center Coast Brookfield MLP & Energy Infrastructure Fund
Central Puerto S.A. American Depositary Shares (each represents ten)
Central Securities Corporation
Eaton Vance California Municipal Income Trust Shares of Beneficial Interest
Celadon Group Inc.
Aberdeen Chile Fund Inc. (The)
China Fund Inc. (The)
MFS Intermediate High Income Fund
Blackrock Capital and Income Fund Inc.
Credit Suisse Asset Management Income Fund Inc.
Cornerstone Strategic Value Fund Inc.
Colony NorthStar Credit Real Estate Inc. Class A
Colony NorthStar Inc.
MFS Municipal Income Trust
VanEck Vectors ChinaAMC SME-ChNext
Americold Realty Trust
Cotiviti Holdings Inc.
Cheniere Energy Partners LP Holdings LLC
Cornerstone Total Return Fund Inc. (The)
Crystal Rock Holdings Inc. Class A
ClearBridge Energy MLP Total Return Fund Inc.
Qwest Corporation 7.00% Notes due 2052
CURO Group Holdings Corp.
Convergys Corporation
MFS High Income Municipal Trust
MFS Investment Grade Municipal Trust
CYS Investments Inc.
DoubleLine Opportunistic Credit Fund of Beneficial Interest
DCT Industrial Trust Inc
Delaware Investments Dividend & Income Fund Inc.
DDR Corp.
Delaware Enhanced Global Dividend of Beneficial Interest
Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
Dreyfus High Yield Strategies Fund
Credit Suisse High Yield Bond Fund
Nuveen Dow 30SM Dynamic Overwrite Fund of Beneficial Interest
Dreyfus Municipal Bond Infrastructure Fund Inc.
Dreyfus Municipal Income Inc.
Western Asset Mortgage Defined Opportunity Fund Inc
Dividend and Income Fund
DNP Select Income Fund Inc.
Duff & Phelps Global Utility Income Fund Inc.
Duff & Phelps Select Energy MLP Fund Inc.
DoubleLine Income Solutions Fund of Beneficial Interests
Dreyfus Strategic Municipal Bond Fund Inc.
Blackrock Debt Strategies Fund Inc.
DTF Tax-Free Income Inc.
Duff & Phelps Utility & Corporate Bond Trust Inc.
Dynegy Inc.
Wells Fargo Income Opportunities Fund
Platinum Eagle Acquisition Corp.
Eagle Point Credit Company Inc.
Ellsworth Growth and Income Fund Ltd.
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
Stone Harbor Emerging Markets Income Fund of Beneficial Interest
Stone Harbor Emerging Markets Total Income Fund of Beneficial Interests
Education Realty Trust Inc.
The European Equity Fund Inc.
Eaton vance Floating-Rate Income Plus Fund of Beneficial Interest
Eaton Vance Floating-Rate 2022 Target Term Trust of Beneficial Interest
Eaton Vance Senior Floating-Rate Fund of Beneficial Interest
Eaton Vance Floating Rate Income Trust of Beneficial Interest
Blackrock Enhanced Government Fund Inc.
Eagle Growth and Income Opportunities Fund of Beneficial Interest
Western Asset Global High Income Fund Inc
Eaton Vance High Income 2021 Target Term Trust of Beneficial Interest
Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value
Eaton Vance Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value
Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value
Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value
Western Asset Emerging Markets Debt Fund Inc
Templeton Emerging Markets Fund
Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest
Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value
ClearBridge Energy MLP Opportunity Fund Inc.
EnerJex Resources Inc. (NEW)
Eaton Vance New York Municipal Bond Fund of Beneficial Interest $.01 par value
Wells Fargo Global Dividend Opportunity Fund
Eaton Vance Enhance Equity Income Fundd Equity Income Fund Shares of Beneficial Interest
Evolus Inc.
Eaton Vance Enhance Equity Income Fund II
Eaton Vance Municipal Income Trust EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Equus Total Return Inc.
Wells Fargo Multi-Sector Income Fund no par value
Wells Fargo Utilities and High Income Fund
Barclays PLC iPath EUR/USD Exchange Rate ETN
Eaton Vance Tax-Managed Buy-Write Income Fund of Beneficial Interest
Energy Transfer Equity L.P. representing Limited Partnership interests
Eaton Vance Tax-Advantaged Global Dividend Income Fund of Beneficial Interest
Eaton Vance Risk-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Tax-Advantage Global Dividend Opp
Energy Transfer Partners L.P. representing limited partner interests
Eaton Vance Corporation Tax-Managed Buy-Write Opportunities Fund of Beneficial Interest
Eaton Vance Corporation Tax-Managed Global Buy-Write Opportunites Fund of Beneficial Interest
Eaton Vance Municipal Income 2028 Term Trust of Beneficial Interest
Eaton Vance Tax-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Senior Income Trust
Eaton Vance Short Diversified Income Fund Duration Diversified Income Fund of Beneficial Interest
Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest
Eaton Vance California Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Municipal Income Trust
Eaton Vance Ohio Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax Advantaged Dividend Income Fund of Beneficial Interest
Eaton Vance Limited Duration Income Fund of Beneficial Interest
Eaton Vance New York Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax-Advantaged Bond of Beneficial Interest
Eaton Vance Tax-Managed Global Diversified Equity Income Fund of Beneficial Interest
Eyenovia Inc.
First Acceptance Corporation
First Trust/Aberdeen Global Opportunity Income Fund of Beneficial Interest
Farmmi INC.
Aberdeen Asia-Pacific Income Fund Inc
Aberdeen Global Income Fund Inc.
First Trust Senior Floating Rate Income Fund II of Beneficial Interest
First Trust Dynamic Europe Equity Income Fund of Beneficial Interest
Four Seasons Education (Cayman) Inc. American Depositary Shares each two ADSs representing one
First Trust MLP and Energy Income Fund of Beneficial Interest
First Trust Energy Income and Growth Fund
First Trust/Aberdeen Emerging Opportunity Fund of Beneficial Interest
First Trust Enhanced Equity Income Fund
Flaherty & Crumrine Preferred Securities Income Fund Incorporated
First Trust Specialty Finance and Financial Opportunities Fund
First Trust Strategic High Income Fund II of Beneficial Interest
First Trust Energy Infrastructure Fund of Beneficial Interest
First Trust Senior Floating Rate 2022 Target Term Fund of Beneficial Interest
Flaherty & Crumrine Total Return Fund Inc
Federated Premier Municipal Income Fund
Fiduciary/Claymore MLP Opportunity Fund of Beneficial Interest
Fairmount Santrol Holdings Inc.
First Trust Motgage Income Fund of Beneficial Interest
Cohen & Steers Closed-End Opportunity Fund Inc.
First Trust Intermediate Duration Preferred & Income Fund of Beneficial Interest
Farmland Partners Inc. Series B Participating Preferred Stock
First Trust New Opportunities MLP & Energy Fund of Beneficial Interest
Blackrock Floating Rate Income Strategies Fund Inc
First Trust High Income Long Short Fund of Beneficial Interest
Franklin Universal Trust
Franklin Limited Duration Income Trust of Beneficial Interest
FTS International Inc.
Gabelli Equity Trust Inc. (The)
General American Investors Inc.
Guggenheim Taxable Municipal Managed Duration Trust of Beneficial Interest
Aberdeen Greater China Fund Inc.
Gabelli Convertible and Income Securities Fund Inc. (The)
GDL Fund The of Beneficial Interest
Western Asset Global Corporate Defined Opportunity Fund Inc.
Gabelli Dividend & Income Trust of Beneficial Interest
Goldman Sachs MLP Energy Renaissance Fund
New Germany Fund Inc. (The)
Western Asset Variable Rate Strategic Fund Inc.
Guggenheim Credit Allocation Fund of Beneficial Interest
GAMCO Global Gold Natural Resources & Income Trust
The Gabelli Go Anywhere Trust of Beneficial Interest
Gabelli Multi-Media Trust Inc. (The)
Gabelli Global Small and Mid Cap Value Trust (The) of Beneficial Interest
Prudential Global Short Duration High Yield Fund Inc.
GigCapital Inc.
Templeton Global Income Fund Inc.
GulfMark Offshore Inc.
GCI Liberty Inc. Class A Common Stock
Clough Global Opportunities Fund
Clough Global Equity Fund of Beneficial Interest
Gabelli Global Utility of Beneficial Ownership
Clough Global Dividend and Income Fund of beneficial interest
General Motors Company Warrant (Expires 07/10/2019)
Goldman Sachs MLP Income Opportunities Fund
SPDR S&P Global Natural Resources
Gener8 Maritime Inc.
GAMCO Natural Resources Gold & Income Trust
Guggenheim Strategic Opportunities Fund of Beneficial Interest
Gordon Pointe Acquisition Corp.
Guggenheim Enhanced Equity Income Fund
Gramercy Property Trust
Eagle Capital Growth Fund Inc.
Granite Real Estate Inc. Stapled Units each consisting of one unit of Trust and one common share of Granite REIT Inc.
Asia Tigers Fund Inc. (The)
The Gabelli Healthcare & Wellness Trust of Beneficial Interest
Gastar Exploration Inc
Gates Industrial Corporation plc
Gabelli Utility Trust (The)
Great Plains Energy Incorporated
Hennessy Capital Acquisition Corp. III
John Hancock Hedged Equity & Income Fund of Beneficial Interest
Hugoton Royalty Trust
Miller/Howard High Income Equity Fund of Beneficial Interest
Western Asset High Income Opportunity Fund Inc.
Western Asset High Income Fund II Inc.
Huami Corporation American Depositary Shares each representing four Class A
Pioneer Diversified High Income Trust of Beneficial Interest
John Hancock Pfd Income Fund II Pfd Income Fund II
John Hancock Preferred Income Fund of Beneficial Interest
John Hancock Preferred Income Fund III Preferred Income Fund III
Tekla Healthcare Investors
TeklaLife Sciences Investors
HRG Group Inc.
John Hancock Tax Advantaged Dividend Income Fund of Beneficial Interest
John Hancock Tax-Advantaged Global Shareholder Yield Fund of Beneficial Interest
Hudson Ltd. Class A
New America High Income Fund Inc. (The)
Halyard Health Inc.
Western Asset High Yield Defined Opportunity Fund Inc.
Blackrock Corporate High Yield Fund Inc.
Voya Asia Pacific High Dividend Equity Income Fund ING Asia Pacific High Dividend Equity Income Fund of Beneficial Interest
Aberdeen Australia Equity Fund Inc
Voya Infrastructure Industrials and Materials Fund of Beneficial Interest
Aberdeen Indonesia Fund Inc. (Common Stock
India Fund Inc. (The)
Voya Global Advantage and Premium Opportunity Fund of Beneficial Interest
Voya Global Equity Dividend and Premium Opportunity Fund
Western Asset Investment Grade Defined Opportunity Trust Inc.
CBRE Clarion Global Real Estate Income Fund
Voya Emerging Markets High Income Dividend Equity Fund
Invesco High Income 2023 Target Term Fund of Beneficial Interest
Voya International High Dividend Equity Income Fund of Beneficial Interest
Morgan Stanley India Investment Fund Inc.
Invesco Value Municipal Income Trust
ImmunoCellular Therapeutics Ltd.
Cohen & Steers Global Income Builder Inc. of Beneficial Interest
Brookfield Global Listed Infrastructure Income Fund Closed End Fund
Insight Select Income Fund
iPic Entertainment Inc.
Invesco Quality Municipal Income Trust
New Ireland Fund Inc (The)
Voya Natural Resources Equity Income Fund of Beneficial Interest
Prudential Short Duration High Yield Fund Inc.
Aberdeen Israel Fund Inc. (The)
Ivy High Income Opportunities Fund of Beneficial Interest
Nuveen Core Equity Alpha Fund of Beneficial Interest
Nuveen Credit Opportunities 2022 Target Term Fund of Beneficial Interest
Nuveen Diversified Dividend and Income Fund Shares of Beneficial Interest
Nuveen Emerging Markets Debt 2022 Target Term Fund of Beneficial Interest $0.01 par value per share
Aberdeen Japan Equity Fund Inc.
Nuveen Floating Rate Income Fund
Nuveen Global High Income Fund of Beneficial Interest
Nuveen High Income December 2018 Target Term Fund
Nuveen High Income November 2021 Target Term Fund
Nuveen High Income December 2019 Target Term Fund of Beneficial Interest
John Hancock Investors Trust
John Hancock Income Securities Trust
Nuveen High Income 2020 Target Term Fund of Beneficial Interest
Nuveen Mortgage Opportunity Term Fund
Nuveen Energy MLP Total Return Fund of Beneficial Interest
Nuveen All Cap Energy MLP Opportunities Fund of Beneficial Interest
Nuveen Multi-Market Income Fund (MA)
Nuveen Mortgage Opportunity Term Fund 2 of Beneficial Interest
Japan Smaller Capitalization Fund Inc
Nuveen Preferred & Income Opportunities Fund
Nuveen Preferred and Income Term Fund of Beneficial Interest
Nuveen Preferred & Income Securities Fund
Nuveen Preferred and Income 2022 Term Fund of Beneficial Interest
Nuveen Credit Strategies Income Fund Shares of Beneficial Interest
Nuveen Real Asset Income and Growth Fund of Beneficial Interest
JRjr33 Inc.
Nuveen Floating Rate Income Opportuntiy Fund Shares of Beneficial Interest
Nuveen Real Estate Income Fund of Beneficial Interest
Nuveen Short Duration Credit Opportunities Fund of Beneficial Interest
Jianpu Technology Inc. American depositary shares each two representing five Class A
Nuveen Tax-Advantaged Total Return Strategy Fund of Beneficial Interest
Nuveen Tax-Advantaged Dividend Growth Fund of Beneficial Interest
Kayne Anderson Energy Development Company
Korea Fund Inc. (The)
KKR Income Opportunities Fund
Klondex Mines Ltd.
Kayne Anderson Midstream Energy Fund Inc
Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest
Kindred Healthcare Inc.
Deutsche Strategic Municiple Income Trust of Beneficial Interest
Deutsche Strategic Income Trust Shares of Beneficial Interest
Deutsche Municiple Income Trust
Kayne Anderson Total Energy Return Fund Inc.
Kayne Anderson MLP Investment Company
Kyocera Corporation
Aberdeen Latin America Equity Fund Inc.
Liberty Oilfield Services Inc. Class A
Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest
Latin American Discovery Fund Inc. (The)
Cohen & Steers Limited Duration Preferred and Income Fund Inc.
Dreyfus Strategic Municipals Inc.
Level Brands Inc.
Leaf Group Ltd.
Legacy Acquisition Corp. Class A par value $0.0001 per share
Lazard Global Total Return and Income Fund
Loma Negra Compania Industrial Argentina Sociedad Anonima ADS
Lazard World Dividend & Income Fund Inc.
La Quinta Holdings Inc.
ProLung Inc - Ordinary Shares
Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value
Pioneer Municipal High Income Advantage Trust of Beneficial Interest
Blackrock MuniYield California Quality Fund Inc.
Metropolitan Bank Holding Corp.
Medley Capital Corporation
Barings Corporate Investors
Madison Covered Call & Equity Strategy Fund
MFS Charter Income Trust
Blackrock MuniEnhanced Fund Inc
Macquarie First Trust Global
Blackrock MuniHoldings Investment Quality Fund of Beneficial Interest
MFS Municipal Income Trust
Blackrock MuniYield Investment Quality Fund of Beneficial Interest
MFS Special Value Trust
MFS Government Markets Income Trust
Macquarie Global Infrastructure Total Return Fund Inc.
Blackrock MuniHoldings Fund Inc.
BlackRock Massachusetts Tax-Exempt Trust
Western Asset Municipal High Income Fund Inc.
Pioneer Municipal High Income Trust of Beneficial Interest
Blackrock MuniHoldings New York Quality Fund Inc.
Cohen & Steers MLP Income and Energy Opportunity Fund Inc.
MFS Intermediate Income Trust
Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value
Blackrock MuniYield Michigan Quality Fund Inc.
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MFS Multimarket Income Trust
Western Asset Managed Municipals Fund Inc.
Eaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest
Blackrock Muni New York Intermediate Duration Fund Inc
Menlo Therapeutics Inc.
Western Asset Municipal Partners Fund Inc.
Mosaic Acquisition Corp. Class A
Motus GI Holdings Inc.
Blackrock MuniYield Pennsylvania Quality Fund
Barings Participation Investors
Blackrock MuniYield Quality Fund II Inc.
Blackrock MuniYield Quality Fund Inc.
Morgan Stanley Emerging Markets Debt Fund Inc.
Morgan Stanley Emerging Markets Fund Inc.
Madison Strategic Sector Premium Fund of Beneficial Interest
MTech Acquisition Corp.
Western Asset Municipal Defined Opportunity Trust Inc
Blackrock MuniAssets Fund Inc
Blackrock MuniHoldings California Quality Fund Inc.
Mudrick Capital Acquisition Corporation
Blackrock MuniHoldings Quality Fund II Inc.
Blackrock MuniHoldings Fund II Inc.
Blackrock Muni Intermediate Duration Fund Inc
Blackrock MuniHoldings New Jersey Quality Fund Inc.
Blackrock MuniHoldings Quality Fund Inc
Blackrock MuniVest Fund Inc.
MV Oil Trust
Blackrock MuniVest Fund II Inc.
Mexico Equity and Income Fund Inc. (The)
Mexico Fund Inc. (The)
Blackrock MuniYield California Fund Inc.
Blackrock MuniYield Fund Inc.
Blackrock MuniYield Investment Fund
Blackrock MuniYield Quality Fund III Inc
Blackrock MuniYield New Jersey Fund Inc
Blackrock MuniYield New York Quality Fund Inc.Common Stock
Blackrock MuniYield Arizona Fund Inc.
Managed Duration Investment Grade Municipal Fund
Nuveen California Quality Municipal Income Fund
Nuveen Quality Municipal Income Fund
Nuveen New York Quality Municipal Income Fund
Nuveen Arizona Quality Municipal Income Fund
Nuveen Build America Bond Fund of Beneficial Interest
Nuveen Build America Bond Opportunity Fund of Beneficial Interest
Neuberger Berman Intermediate Municipal Fund Inc.
Neuberger Berman New York Intermediate Municipal Fund Inc.
Neuberger Berman California Intermediate Municipal Fund Inc.
Nuveen California Municipal Value Fund Inc.
Nuveen California Municipal Value Fund 2 of Beneficial Interest
AllianzGI Convertible & Income Fund
AllianzGI Convertible & Income Fund II of Beneficial Interest
Tortoise Energy Independence Fund Inc.
Enduro Royalty Trust Trust Units representing beneficial interest in the trust
Nuveen AMT-Free Quality Municipal Income Fund of Beneficial Interest Par Value $.01
Nebula Acquisition Corporation
Nuveen Enhanced Municipal Value Fund of Beneficial Interest
AllianzGI NFJ Dividend Interest & Premium Strategy Fund
Nuveen Municipal 2021 Target Term Fund Fund
NexPoint Credit Strategies Fund
Neuberger Berman High Yield Strategies Fund
Nuveen Intermediate Duration Municipal Term Fund of Beneficial Interest
AllianzGI Equity & Convertible Income Fund
Nuveen Select Maturities Municipal Fund
Nine Energy Service Inc.
Nuveenn Intermediate Duration Quality Municipal Term Fund of Beneficial Interest
Nuveen New Jersey Municipal Value Fund of Beneficial Interest
Nuveen Georgia Quality Municipal Income Fund
Nuveen California AMT-Free Quality Municipal Income Fund
Nuveen Municipal Income Fund Inc.
Neuberger Berman MLP Income Fund Inc.
Nuveen Minnesota Quality Municipal Income Fund
Nuveen Massachusetts Quality Municipal Income Fund
Nuveen Maryland Quality Municipal Income Fund
Nuveen Municipal High Income Opportunity Fund $0.01 par value per share
Nuveen North Carolina Quality Municipal Income Fund
Nuveen New York Municipal Value Fund Inc.
ProShares S&P 500 Dividend Aristocrats
Nuveen Missouri Quality Municipal Income Fund
Nuveen Pennsylvania Municipal Value Fund of Beneficial Interest
Nuveen Virginia Quality Municipal Income Fund
Nuveen Pennsylvania Quality Municipal Income Fund
Nuveen New York AMT-Free Quality Municipal Income Fund
Neuberger Berman Real Estate Securities Income Fund Inc.
Nustar GP Holdings LLC Units
Nuveen Senior Income Fund
Nationstar Mortgage Holdings Inc.
Nuveen Connecticut Quality Municipal Income Fund
Tortoise MLP Fund Inc.
Nutrien Ltd.
Nuveen Texas Quality Municipal Income Fund
Nuveen Michigan Quality Municipal Income Fund
Nuveen Ohio Quality Municipal Income Fund
Nuveen Municipal Value Fund Inc.
Nuveen AMT-Free Municipal Value Fund
Nuveen AMT-Free Municipal Credit Income Fund
Nuveen California Select Tax-Free Income Portfolio
Nuveen New Jersey Qualified Municipal Fund
Nuveen New York Select Tax-Free Income Portfolio
Nuveen Select Tax Free Income Portfolio
Nuveen Select Tax Free Income Portfolio II
Nuveen Select Tax Free Income Portfolio III
Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value
NRG Yield Inc. Class C
NRG Yield Inc. Class A
Nuveen New York Municipal Value Fund 2 of Beneficial Interest
Nuveen Municipal Credit Income Fund
Orbital ATK Inc.
Five Oaks Investment Corp.
Invesco Municipal Income Opportunities Trust
One Madison Corporation Class A
OM Asset Management plc
Orient Paper Inc.
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.
One Stop Systems Inc.
PagSeguro Digital Ltd. Class A
Western Asset Income Fund
Verifone Systems Inc.
Putnam High Income Securities Fund
PIMCO Dynamic Credit and Mortgage Income Fund of Beneficial Interest
Pimco California Municipal Income Fund II of Beneficial Interest
PCM Fund Inc.
Pimco Corporate & Income Strategy Fund
PIMCO California Municipal Income Fund
PIMCO Dynamic Income Fund
John Hancock Premium Dividend Fund
Adams Natural Resources Fund Inc.
Pinnacle Foods Inc.
Flaherty & Crumrine Preferred Income Fund Incorporated
PIMCO Income Strategy Fund Shares of Beneficial Interest
PIMCO Income Strategy Fund II
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated
Pengrowth Energy Corporation
Pimco Global Stocksplus & Income Fund StocksPlus & Income Fund of Beneficial Interest
Principal Real Estate Income Fund of Beneficial Interest
Pioneer Floating Rate Trust Shares of Beneficial Interest
Pimco High Income Fund
Pioneer High Income Trust of Beneficial Interest
Sprott Physical Gold Trust ETV
Putnam Master Intermediate Income Trust
Pimco Income Opportunity Fund of Beneficial Interest
PIMCO Municipal Income Fund
Pimco Municipal Income Fund II of Beneficial Interest
Putnam Managed Municipal Income Trust
Putnam Municipal Opportunities Trust
PIMCO Municipal Income Fund III of Beneficial Interest
PIMCO New York Municipal Income Fund
Pimco New York Municipal Income Fund II of Beneficial Interest
PPDAI Group Inc. American Depositary Shares each representing five Class A
Voya Prime Rate Trust Shares of Beneficial Interest
Putnam Premier Income Trust
PetroQuest Energy Inc.
Cohen & Steers Select Preferred and Income Fund Inc.
Sprott Physical Silver Trust ETV
Pimco Corporate & Income Opportunity Fund
PIMCO New York Municipal Income Fund III of Beneficial Interest
PIMCO California Municipal Income Fund III of Beneficial Interest
Petrobras Argentina S.A. ADS
Quintana Energy Services Inc.
Brookfield Real Assets Income Fund Inc.
RAIT Financial Trust of Beneficial Interest
RENN Fund Inc
PIMCO Strategic Income Fund Inc.
Arcus Biosciences Inc.
Cohen & Steers Total Return Realty Fund Inc.
Royce Global Value Trust Inc.
RMR Real Estate Income Fund (MD)
RiverNorth Opportunities Fund Inc.
Rice Midstream Partners LP representing limited partner interests
Royce Micro-Cap Trust Inc.
Cohen & Steers Reit and Preferred Income Fund Inc
Cohen & Steers Quality Income Realty Fund Inc
Resource Capital Corp.
RSP Permian Inc.
Royce Value Trust Inc.
RELM Wireless Corporation
Regalwood Global Energy Ltd. Class A
SailPoint Technologies Holdings Inc.
Western Asset Intermediate Muni Fund Inc
LMP Capital and Income Fund Inc.
Columbia India Small Cap
SandRidge Mississippian Trust II representing Beneficial Interests
Seadrill Limited (Bermuda)
SendGrid Inc.
Sprott Gold Miners
Aberdeen Singapore Fund Inc.
Stone Energy Corporation
Sutherland Asset Management Corporation
Solid Biosciences Inc.
Sol-Gel Technologies Ltd.
Salient Midstream of Beneficial Interest
Sogou Inc. American Depositary Shares each representing one Class A
Source Capital Inc.
Special Opportunities Fund Inc
Sprott Physical Platinum and Palladium Trust
Nuveen S&P 500 Dynamic Overwrite Fund
Cushing Energy Income Fund of Beneficial Interest
Cushing MLP & Infrastructure Total Return Fund
SSLJ.com Limited
Extended Stay America Inc.
Columbia Seligman Premium Technology Growth Fund Inc
Swiss Helvetia Fund Inc. (The)
Cushing Renaissance Fund (The) of Beneficial Interest
Triangle Capital Corporation
Templeton Dragon Fund Inc.
Tallgrass Energy GP LP Class A Shares
Templeton Emerging Markets Income Fund Inc.
Tallgrass Energy Partners LP representing limited partner interests
Tekla Healthcare Opportunies Fund Shares of Beneficial Interest
Tekla World Healthcare Fund Shares of Beneficial Interest
Western Asset Corporate Loan Fund Inc
resTORbio Inc.
TPG Pace Energy Holdings Corp. Class A
TriplePoint Venture Growth BDC Corp.
Tortoise Power and Energy Infrastructure Fund Inc
TCW Strategic Income Fund Inc.
THL Credit Senior Loan Fund of Beneficial Interest
Tortoise Pipeline & Energy Fund Inc.
Taiwan Fund Inc. (The)
Tri Continental Corporation
Tortoise Energy Infrastructure Corporation
Liberty All-Star Equity Fund
iShares Core U.S. REIT
Cohen & Steers Infrastructure Fund Inc
Reaves Utility Income Fund of Beneficial Interest
Invesco Bond Fund
Delaware Investments Colorado Municipal Income Fund Inc
Vina Concha Y Toro
Victory Capital Holdings Inc.
Invesco California Value Municipal Income Trust
Delaware Investments National Municipal Income Fund
Virtus Global Multi-Sector Income Fund of Beneficial Interest
Invesco Trust for Investment Grade Municipals (DE)
Vicon Industries Inc
Invesco Advantage Municipal Income Trust II of Beneficial Interest (DE)
Invesco Municipal Trust
Invesco High Income Trust II
Delaware Investments Minnesota Municipal Income Fund II Inc.
Invesco Municipal Opportunity Trust
Invesco Pennsylvania Value Municipal Income Trust (DE)
Invesco Credit Opportunities Fund of Beneficial Interest
Invesco Trust for Investment Grade New York Municipals
Invesco Senior Income Trust (DE)
Western Asset Bond Fund Share of Beneficial Interest
Willbros Group Inc. (DE)
WGL Holdings IncCommon Stock
Cactus Inc. Class A
Western Asset/Claymore Inflation-Linked Securities & Income Fund of Beneficial Interest
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund of Beneficial Interest
Westmoreland Resource Partners LP representing Limited Partner Interests
Williams Partners L.P. Representing Limited Partner Interests
Westar Energy Inc.
XAI Octagon Floating Rate & Alternative Income Term Trust of Beneficial Interest
Yingli Green Energy Holding Company Limited ADR
Virtus Total Return Fund Inc.
Virtus Global Dividend & Income Fund Inc.
China Zenix Auto International Limited American Depositary Shares each representing four.
Ageas SA (AGESY)
Energy XXI Gulf Coast, Inc. (EGC)
Barratt Developments PLC Unsponsored ADR (BTDPY)
Aberdeen Emerging Markets Equity Income Fund Inc.
AGM Group Holdings Inc.
Senmiao Technology Limited
Apergy Corporation
ASLAN Pharmaceuticals Limited
Business First Bancshares Inc.
Biglari Holdings Inc. Class A
Bilibili Inc.
REX BKCM
Carbon Black Inc.
Ceridian HCM Holding Inc.
Columbia Financial Inc.
CLPS Incorporation
Dropbox Inc
DFB Healthcare Acquisitions Corp.
Golden Bull Limited
DocuSign Inc.
GrafTech International Ltd.
AXA Equitable Holdings Inc.
Evelo Biosciences Inc.
EVO Payments Inc.
Homology Medicines Inc.
GreenTree Hospitality Group Ltd. American depositary shares each representing one Class A
Genprex Inc.
Goosehead Insurance Inc.
GreenSky Inc.
HUYA Inc. American depositary shares each representing one Class A
Inspire Medical Systems Inc.
iQIYI Inc.
Iterum Therapeutics plc
Jerash Holdings (US) Inc.
Kiniksa Pharmaceuticals Ltd.
nLIGHT Inc.
Lazydays Holdings Inc.
Level One Bancorp Inc.
Leo Holdings Corp. Class A
Union Acquisition Corp.
LiveXLive Media
MorphoSys AG
nVent Electric plc
Origin Bancorp Inc.
OneSmart International Education Group Limited ADS
Opes Acquisition Corp.
Pure Acquisition Corp.
PermRock Royalty Trust Trust Units
Pluralsight Inc.
Pivotal Software Inc. Class A
Red Violet Inc.
Rafael Holdings Inc. Class B
Construction Partners Inc.
Smartsheet Inc. Class A
Spotify Technology S.A.
Scholar Rock Holding Corporation
Sunlands Online Education Group American Depositary Shares representing Class A
Spirit of Texas Bancshares Inc.
Surface Oncology Inc.
Tiberius Acquisition Corporation
TriState Capital Holdings Inc. Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
Unity Biotechnology Inc.
Unum Therapeutics Inc.
Xspand Products Lab Inc.
Zscaler Inc.
Zuora Inc. Class A
WYNDHAM HOT&RES (WH)