Stocks

AdvisorShares Vice ETF

AlphaMark Actively Managed Small Cap ETF

Amplify Online Retail ETF

Arrow DWA Country Rotation ETF

Arrow DWA Tactical ETF

Barclays Inverse US Treasury Composite ETN

Blue Buffalo Pet Products, Inc.

ClearBridge All Cap Growth ETF

ClearBridge Dividend Strategy ESG ETF

ClearBridge Large Cap Growth ESG ETF

Davis Select Financial ETF

Davis Select U.S. Equity ETF

Davis Select Worldwide ETF

Eaton Vance Global Income Builder NextShares

Eaton Vance Stock NextShares

Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShar

ETF Managers Trust BlueStar TA-BIGITech Israel Technology ETF

First Trust Alternative Absolute Return Strategy ETF

First Trust BuyWrite Income ETF

First Trust California Municipal High income ETF

First Trust CEF Income Opportunity ETF

First Trust Developed International Equity Select ETF

First Trust Dorsey Wright Dynamic Focus 5 ETF

First Trust Dorsey Wright Focus 5 ETF

First Trust Dorsey Wright International Focus 5 ETF

First Trust Emerging Markets Equity Select ETF

First Trust Emerging Markets Local Currency Bond ETF

First Trust Enhanced Short Maturity ETF

First Trust Eurozone AlphaDEX ETF

First Trust Global Tactical Commodity Strategy Fund

First Trust Hedged BuyWrite Income ETF

First Trust High Yield Long/Short ETF

First Trust Hong Kong AlphaDEX Fund

First Trust International IPO ETF

First Trust Large Cap US Equity Select ETF

First Trust Low Duration Opportunities ETF

First Trust Managed Municipal ETF

First Trust Mid Cap US Equity Select ETF

First Trust Municipal CEF Income Opportunity ETF

First Trust Municipal High Income ETF

First Trust Nasdaq Bank ETF

First Trust NASDAQ Cybersecurity ETF

First Trust Nasdaq Food & Beverage ETF

First Trust Nasdaq Oil & Gas ETF

First Trust Nasdaq Pharmaceuticals ETF

First Trust Nasdaq Retail ETF

First Trust Nasdaq Semiconductor ETF

First Trust Nasdaq Transportation ETF

First Trust RBA American Industrial Renaissance ETF

First Trust Rising Dividend Achievers ETF

First Trust RiverFront Dynamic Asia Pacific ETF

First Trust RiverFront Dynamic Developed International ETF

First Trust RiverFront Dynamic Emerging Markets ETF

First Trust RiverFront Dynamic Europe ETF

First Trust Senior Loan Fund ETF

First Trust Small Cap US Equity Select ETF

First Trust SMID Cap Rising Dividend Achievers ETF

First Trust SSI Strategic Convertible Securities ETF

First Trust Strategic Income ETF

First Trust TCW Opportunistic Fixed Income ETF

First Trust US Equity Dividend Select ETF

FlexShares Credit-Scored US Corporate Bond Index Fund

FlexShares Credit-Scored US Long Corporate Bond Index Fund

FlexShares Disciplined Duration MBS Index Fund

FlexShares Real Assets Allocation Index Fund

FlexShares STOXX Global ESG Impact Index Fund

FlexShares STOXX US ESG Impact Index Fund

FlexShares US Quality Large Cap Index Fund

Garrison Capital Inc.

Global X Conscious Companies ETF

Global X FinTech ETF

Global X Health & Wellness Thematic ETF

Global X Internet of Things ETF

Global X Longevity Thematic ETF

Global X Millennials Thematic ETF

Global X MSCI SuperDividend EAFE ETF

Global X Robotics & Artificial Intelligence ETF

Global X S&P 500 Catholic Values ETF

Global X SuperDividend Alternatives ETF

Global X SuperDividend REIT ETF

Global X Yieldco Index ETF

Harvest Capital Credit Corporation

Horizon Technology Finance Corporation

Horizons DAX Germany ETF

Horizons NASDAQ-100 Covered Call ETF

IQ Chaikin U.S. Large Cap ETF

IQ Chaikin U.S. Small Cap ETF

iShares 0-5 Year Investment Grade Corporate Bond ETF

iShares Commodities Select Strategy ETF

iShares Core Total USD Bond Market ETF

iShares Currency Hedged MSCI Germany ETF

iShares ESG 1-5 Year USD Corporate Bond ETF

iShares ESG USD Corporate Bond ETF

iShares Exponential Technologies ETF

iShares Fallen Angels USD Bond ETF

iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF

iShares MSCI EAFE ESG Optimized ETF

iShares MSCI EM ESG Optimized ETF

iShares MSCI Emerging Markets ex China ETF

iShares MSCI Global Gold Miners ETF

iShares MSCI Qatar ETF

iShares MSCI UAE ETF

iShares MSCI USA ESG Optimized ETF

iShares Russell 1000 Pure U.S. Revenue ETF

Janus Henderson Small Cap Growth Alpha ETF

Janus Henderson Small/Mid Cap Growth Alpha ETF

KraneShares Trust KraneShares CSI China Internet ETF

Legg Mason Global Infrastructure ETF

Legg Mason Low Volatility High Dividend ETF

Legg Mason Small-Cap Quality Value ETF

Limbach Holdings, Inc.

Loncar Cancer Immunotherapy ETF

MMA Capital Management, LLC

Oaktree Strategic Income Corporation

Pangaea Logistics Solutions Ltd.

Pingtan Marine Enterprise Ltd.

PowerShares DWA SmallCap Momentum Portfolio

PowerShares DWA Tactical Multi-Asset Income Portfolio

PowerShares DWA Tactical Sector Rotation Portfolio

PowerShares FTSE International Low Beta Equal Weight Portfolio

PowerShares International BuyBack Achievers Portfolio

PowerShares KBW Bank Portfolio

PowerShares LadderRite 0-5 Year Corporate Bond Portfolio

PowerShares Optimum Yield Diversified Commodity Strategy No K-

PowerShares Russell 1000 Low Beta Equal Weight Portfolio

PowerShares Variable Rate Investment Grade Portfolio

Principal Contrarian Value Index ETF

Principal Healthcare Innovators Index ETF

Principal Millennials Index ETF

Principal Price Setters Index ETF

Principal Shareholder Yield Index ETF

Principal Sustainable Momentum Index ETF

Principal U.S. Mega-Cap Multi-Factor Index ETF

Principal U.S. Small-Cap Multi-Factor Index ETF

ProShares Equities for Rising Rates ETF

Proshares UltraPro Nasdaq Biotechnology

ProShares UltraPro Short NASDAQ Biotechnology

Reality Shares Nasdaq NextGen Economy ETF

ROBO Global Robotics and Automation Index ETF

Rosehill Resources Inc.

Rosehill Resources Inc.

Seanergy Maritime Holdings Corp

SPDR Dorsey Wright Fixed Income Allocation ETF

StoneCastle Financial Corp

Strategy Shares Nasdaq 7HANDL Index ETF

TCP Capital Corp.

The Long-Term Care ETF

The Obesity ETF

The Organics ETF

Validea Market Legends ETF

Vanguard Emerging Markets Government Bond ETF

Vanguard International Dividend Appreciation ETF

Vanguard International High Dividend Yield ETF

Vanguard Total Corporate Bond ETF

Vanguard Total International Bond ETF

VelocityShares VIX Short-Term ETN

VictoryShares Developed Enhanced Volatility Wtd ETF

VictoryShares Dividend Accelerator ETF

VictoryShares Emerging Market High Div Volatility Wtd ETF

VictoryShares Emerging Market Volatility Wtd ETF

VictoryShares International High Div Volatility Wtd ETF

VictoryShares International Volatility Wtd ETF

VictoryShares US 500 Enhanced Volatility Wtd ETF

VictoryShares US 500 Volatility Wtd ETF

VictoryShares US Discovery Enhanced Volatility Wtd ETF

VictoryShares US EQ Income Enhanced Volatility Wtd ETF

VictoryShares US Large Cap High Div Volatility Wtd ETF

VictoryShares US Multi-Factor Minimum Volatility ETF

VictoryShares US Small Cap High Div Volatility Wtd ETF

VictoryShares US Small Cap Volatility Wtd ETF

Vident Core U.S. Bond Strategy Fund

Vident Core US Equity ETF

Vident International Equity Fund

Virtus LifeSci Biotech Clinical Trials ETF

Virtus LifeSci Biotech Products ETF

WeatherStorm Forensic Accounting Long Short ETF

WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond F

WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund

WisdomTree Emerging Markets Consumer Growth Fund

WisdomTree Emerging Markets Quality Dividend Growth Fund

WisdomTree Germany Hedged Equity Fund

WisdomTree Interest Rate Hedged High Yield Bond Fund

WisdomTree Japan Hedged SmallCap Equity Fund

WisdomTree Negative Duration High Yield Bond Fund

WisdomTree U.S. Quality Dividend Growth Fund

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

KIMBELL ROYALTY (KRP)

Global Partner Acquisition Corp. (PRPL)

CKX Lands Inc.

VanEck Vectors ChinaAMC SME-ChNext

SPDR S&P Global Natural Resources

Medley Capital Corporation

ProShares S&P 500 Dividend Aristocrats

Sprott Gold Miners

TMSR Holding Company Limited

iShares Core U.S. REIT

Zomedica Pharmaceuticals Corp.

Bain Capital Specialty Finance Inc.

OFS Credit Company Inc.

Brigham Minerals Inc. Class A

Alpha Architect Etf Trust - Alpha Architect Freedom 100 Emerging Markets ETF

AGFiQ Global Infrastructure

Tortoise Essential Assets Income Term Fund of Beneficial Interest

BlackRock Science and Technology Trust II of Beneficial Interest

First Trust Exchange-Traded Fund IV - First Trust EIP Carbon Impact ETF

Code Chain New Continent Limited

CleanSpark, Inc.

Calamos Long/Short Equity & Dynamic Income Trust

SWK Holdings Corporation

BlackRock Health Sciences Trust II of Beneficial Interest

INVO BioScience, Inc.